Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,233,710 7.63% 407,332 0.04%
securities
(2) Derivatives 4,957,156 0.52% 4,212,787 0.45%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,776,565 8.22% 4,620,119 0.49%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 1,800 7.4162
Purchase 132 Transfer
Purchase 43 Transfer
Purchase 45,000 7.4700
Purchase 10,224 7.4235
Purchase 78 7.4158
Purchase 90,372 7.4381
Purchase 22,790 7.4253
Purchase 1,800 7.4162
Purchase 28,941 7.4381
Purchase 53,294 7.4469
Sale 107 7.4075
Sale 1,100 7.4550
Sale 417 7.4537
Sale 1,500 7.4550
Sale 1,500 7.4506
Sale 465 7.4562
Sale 549 7.4687
Sale 43 Transfer
Sale 700 7.4687
Sale 247 7.4025
Sale 1,200 7.4675
Sale 100 7.4412
Sale 331 7.4025
Sale 75,171 7.4669
Sale 215 7.4112
Sale 500 7.4612
Sale 313 7.4025
Sale 300 7.3512
Sale 304 7.4587
Sale 1,160 7.4550
Sale 850 7.4575
Sale 700 7.4550
Sale 1,500 7.4550
Sale 12,814 7.4281
Sale 1,900 7.4550
Sale 5,000 7.4550
Sale 1,500 7.4253
Sale 1,800 7.4162
Sale 7,112 7.4844
Sale 1,400 7.4550
Sale 2,500 7.4538
Sale 2,000 7.4708
Sale 3,500 7.4550
Sale 700 7.4550
Sale 1,000 7.4538
Sale 1,000 7.4538
Sale 1,000 7.4550
Sale 8,097 7.4339
Sale 1,454 7.4837
Sale 29,576 7.4291
Sale 1,000 7.4550
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 78 7.4157
CFD Short 1800 7.4162
CFD Short 22790 7.4252
CFD Short 28941 7.438
CFD Short 90372 7.4381
CFD Short 53294 7.4469
CFD Long 12814 7.4281
CFD Long 29576 7.429
CFD Long 75171 7.4668
CFD Long 7112 7.4843
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Name Option Action Number Of Securities Exercise Price Option Type Expiry Date
Option Purchased 585,699 8.5651 EURO 06/02/2008
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk