Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 13 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,093,763 7.62% 453,602 0.05%
securities
(2) Derivatives 5,065,140 0.54% 4,280,393 0.45%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,744,602 8.21% 4,733,995 0.50%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 3,743 7.4371
Purchase 5,203 7.4499
Purchase 698 Transfer
Purchase 2,350 7.4511
Purchase 697 Transfer
Purchase 30,853 7.4522
Purchase 13,466 7.4564
Purchase 3,777 7.4250
Purchase 4,028 7.4400
Purchase 8,214 7.4414
Sale 185 7.4225
Sale 1,328 7.4525
Sale 698 Transfer
Sale 750 7.4412
Sale 607 Transfer
Sale 300 7.4412
Sale 157 7.4362
Sale 1,520 7.4325
Sale 697 Transfer
Sale 400 7.4387
Sale 1,500 7.4775
Sale 14,276 7.4334
Sale 475 7.4462
Sale 1,150 7.4253
Sale 25,125 7.4400
Sale 1,947 7.4400
Sale 1,299 7.4450
Sale 29,259 7.4542
Sale 950 7.4404
Sale 2,000 7.4258
Sale 55,644 7.4400
Sale 600 7.4156
Sale 60,706 7.4614
Sale 7,418 7.4400
Sale 3,743 7.3993
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 3777 7.425
CFD Short 3743 7.4371
CFD Short 8214 7.4414
CFD Short 5203 7.4498
CFD Short 2350 7.451
CFD Short 30853 7.4521
CFD Short 13466 7.4563
CFD Long 3743 7.3992
CFD Long 14276 7.4333
CFD Long 29259 7.4542
CFD Long 60706 7.4614
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 14 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Name Option Action Number Of Securities Exercise Price Option Type Expiry Date
Option Purchased 585,699 8.5651 EURO 06/02/2008
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk