Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 14 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 72,105,892 7.62% 421,783 0.04%%
securities
(2) Derivatives 5,102,346 0.54% 4,402,719 0.47%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,793,937 8.22% 4,824,502 0.51%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/Sale Number of Securities Price per unit (GBP)
Purchase 1,674 7.4457
Purchase 3,874 7.4464
Purchase 8,280 7.4064
Purchase 22,933 7.4443
Purchase 44,067 7.4336
Purchase 199 7.4487
Purchase 4,763 7.4050
Purchase 2,786 7.4390
Purchase 14,294 7.4385
Purchase 24,418 7.4468
Sale 500 7.4412
Sale 1,500 7.4362
Sale 837 7.4262
Sale 5,250 7.4262
Sale 1,000 7.4404
Sale 350 7.4475
Sale 2,620 7.4400
Sale 850 7.4400
Sale 640 7.4263
Sale 12,458 7.4531
Sale 800 7.4404
Sale 1,701 7.4393
Sale 229 7.4510
Sale 2,500 7.4400
Sale 1,250 7.4400
Sale 1,120 7.4406
Sale 1,250 7.4400
Sale 800 7.4400
Sale 229 7.4510
Sale 700 7.4400
Sale 27,705 7.4401
Sale 1,000 7.4263
Sale 5,949 7.4531
Sale 20,958 7.4400
Sale 1,000 7.4400
Sale 1,650 7.4400
Sale 7,800 7.4437
Sale 800 7.4404
Sale 2,150 7.4400
Sale 500 7.4406
Sale 2,000 7.4400
Sale 860 7.4263
Sale 500 7.4263
Sale 4,028 7.4050
Sale 800 7.4400
Sale 875 7.4263
(b) Derivatives transactions (other than options)
Product name Long/Short Number of Price per
Securities unit
CFD Short 8280 7.4064
CFD Short 44067 7.4336
CFD Short 14294 7.4385
CFD Short 2786 7.4389
CFD Short 22933 7.4442
CFD Short 1674 7.4456
CFD Short 3874 7.4464
CFD Short 24418 7.4468
CFD Long 1701 7.4393
CFD Long 27705 7.44
CFD Long 7800 7.4436
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 15 November 2007
Contact name BARCLAYS COMPLIANCE
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
Product Name Option Action Number Of Securities Exercise Price Option Type Expiry Date
Option Purchased 585,699 8.5651 EURO 06/02/2008
1. Where there are open option positions or open derivative positions (except for CFD's), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk