Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 15 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,732,363 7.58% 372,732 0.04%
securities
(2) Derivatives 5,279,838 0.56% 4,976,778 0.53%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,597,900 8.20% 5,349,510 0.57%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,171 7.6032
Purchase 4,028 7.5700
Purchase 79,506 7.6236
Purchase 9,600 7.6041
Purchase 1,006 7.5956
Purchase 82,052 7.6308
Purchase 2,059 7.6529
Purchase 337,579 7.6079
Purchase 350 7.6144
Purchase 8,068 7.5714
Purchase 49,018 7.6120
Sale 100 7.5954
Sale 691 8.0362
Sale 122 8.0687
Sale 400 7.5903
Sale 360 7.6203
Sale 250 7.6004
Sale 653 7.9250
Sale 558 7.6353
Sale 64,098 7.6386
Sale 205 7.6153
Sale 500 7.6206
Sale 576 7.6353
Sale 384 7.6153
Sale 130 7.6003
Sale 418 7.6303
Sale 1,374 7.6355
Sale 600 7.5753
Sale 263 7.6453
Sale 400 7.6304
Sale 1,500 7.5904
Sale 35,060 7.6591
Sale 3,278 7.4861
Sale 11,513 7.6478
Sale 19,184 7.6147
Sale 11,964 7.6147
Sale 123,805 7.5700
Sale 10,769 7.6469
Sale 500 7.6103
Sale 13,102 7.6231
Sale 577 7.6650
Sale 35,000 7.4296
Sale 40,564 7.4050
Sale 43,441 7.6062
Sale 461,848 7.4050
Sale 1,200 7.6004
Sale 7,000 7.6679
Sale 33,000 7.4296
Sale 1,150 7.5903
Sale 7,369 7.5700
Sale 900 7.5953
Sale 1,646 7.5955
Sale 13,514 7.6469
Sale 2,000 7.6103
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 8068 7.5714
CFD Short 1006 7.5956
CFD Short 5171 7.6032
CFD Short 9600 7.604
CFD Short 337579 7.6079
CFD Short 49018 7.612
CFD Short 79506 7.6236
CFD Short 82052 7.6308
CFD Short 2059 7.6529
CFD Long 3278 7.486
CFD Long 43441 7.6061
CFD Long 13102 7.623
CFD Long 64098 7.6386
CFD Long 11513 7.6478
CFD Long 35060 7.6591
CFD Long 7000 7.6678
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 16 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 585,699 8.5651 EURO 06/02/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk