Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 16 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 71,533,738 7.56% 481,454 0.05%
securities
(2) Derivatives 5,486,612 0.58% 5,002,977 0.53%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 77,606,049 8.20% 5,484,431 0.58%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,415 7.5750
Purchase 12,228 Transfer
Purchase 39,349 7.5700
Purchase 10,297 7.5801
Purchase 2,349 Transfer
Purchase 12,787 7.5743
Purchase 1,700 7.5686
Purchase 500 7.5947
Purchase 13,772 7.5700
Sale 750 7.5653
Sale 1,305 7.5553
Sale 1,500 7.5661
Sale 200 7.5704
Sale 1,000 7.5653
Sale 313 7.5903
Sale 600 7.5653
Sale 1,898 7.5603
Sale 160 7.5653
Sale 218 7.5253
Sale 526 7.5553
Sale 1,175 7.5604
Sale 2,349 Transfer
Sale 1,000 7.5753
Sale 100 7.5653
Sale 250 7.5553
Sale 725 7.5753
Sale 500 7.5704
Sale 7,168 7.5667
Sale 16,758 7.5722
Sale 710 7.5603
Sale 10,446 7.5578
Sale 5,487 7.5700
Sale 1,500 7.5705
Sale 1,360 7.5703
Sale 1,500 7.5716
Sale 45,251 7.5700
Sale 107,561 7.5634
Sale 1,215 7.5478
Sale 11,682 7.5700
Sale 1,333 7.5716
Sale 1,536 7.5653
Sale 105 7.5704
Sale 64,841 7.5702
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1700 7.5685
CFD Short 12787 7.5743
CFD Short 1415 7.575
CFD Short 10297 7.58
CFD Long 10446 7.5577
CFD Long 107561 7.5633
CFD Long 7168 7.5667
CFD Long 64841 7.5702
CFD Long 16758 7.5721
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 19 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 585,699 8.5651 EURO 06/02/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk