Rule 8.3 - SCOTTISH & NEWCASTLE
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in SCOTTISH & NEWCASTLE
Class of relevant security ORD GBP0.20
to which the dealings being
disclosed relate (Note 2)
Date of dealing 19 November 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 70,725,584 7.47% 622,109 0.07%
securities
(2) Derivatives 5,677,864 0.60% 5,056,952 0.53%
(other than
options)
(3) Options and 585,699 0.06% 0 0.00%
agreements to
purchase/sell
Total 76,989,147 8.13% 5,679,061 0.60%%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 400 7.3997
Purchase 20,810 7.4659
Purchase 15,853 7.5075
Purchase 14,602 7.4959
Purchase 21,399 7.3850
Purchase 1,000 Transfer
Purchase 9,408 7.3850
Purchase 18,563 7.4677
Purchase 1,250 Transfer
Purchase 50 7.3992
Sale 1,582 7.5153
Sale 375 7.5200
Sale 1,000 7.5103
Sale 974 7.4853
Sale 299 7.5104
Sale 1,298 7.5103
Sale 1,485 7.4803
Sale 404 7.4354
Sale 257 7.4254
Sale 971 7.5200
Sale 2,000 7.5103
Sale 15,000 7.5000
Sale 185 7.4403
Sale 265 7.4803
Sale 7,500 7.5300
Sale 445 7.5353
Sale 2,758 7.5404
Sale 61 7.4803
Sale 1,100 7.5303
Sale 430 7.5754
Sale 1,200 7.5303
Sale 40 7.5758
Sale 8,500 7.4400
Sale 1,000 7.4656
Sale 112,588 7.5700
Sale 1,000 7.5303
Sale 13,728 7.4802
Sale 125,278 7.5172
Sale 275 7.5303
Sale 341 7.4853
Sale 800 7.4738
Sale 1,200 7.5254
Sale 750 7.5303
Sale 1,500 7.4254
Sale 200 7.4966
Sale 14,602 7.5160
Sale 1,150 7.5303
Sale 8,297 7.3836
Sale 376,739 7.5700
Sale 3,176 7.5342
Sale 330 7.4853
Sale 596 7.4820
Sale 428 7.4853
Sale 23,726 7.4787
Sale 700 7.4853
Sale 849 7.4838
Sale 550 7.5303
Sale 770 7.5303
Sale 2,596 7.3850
Sale 1,645 7.4853
Sale 167,503 7.5700
Sale 450 7.4262
Sale 593 7.4853
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 20810 7.4659
CFD Short 18563 7.4676
CFD Short 14602 7.4959
CFD Long 8297 7.3835
CFD Long 800 7.4738
CFD Long 23726 7.4786
CFD Long 13728 7.4801
CFD Long 596 7.482
CFD Long 849 7.4838
CFD Long 200 7.4965
CFD Long 14602 7.5159
CFD Long 125278 7.5172
CFD Long 3176 7.5342
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 20 November 2007
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 585,699 8.5651 EURO 06/02/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk