Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 25 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 27,806,380 2.84% 1,179,599 0.12%
securities
(2) Derivatives 72,726 0.01% 205,383 0.02%
(other than
options)
(3) Options and 712,175 0.07% 552,050 0.06%
agreements to
purchase/sell
Total 28,591,281 2.92% 1,937,032 0.20%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 896 40.9154
Purchase 117 41.5800
Purchase 624 40.9154
Purchase 6,023 40.9154
Purchase 2,366 41.0718
Purchase 15,174 40.9154
Purchase 3,500 40.9894
Purchase 70 41.0579
Purchase 581 40.9154
Purchase 432 40.9154
Purchase 121 40.1200
Purchase 637 40.9370
Purchase 1,191 40.7308
Purchase 37,200 41.0540
Purchase 548 40.9154
Purchase 772 40.9154
Purchase 473 40.9154
Purchase 2,711 40.9154
Purchase 539 40.9370
Purchase 259 40.9370
Purchase 463 40.9370
Purchase 1,175 40.9370
Purchase 33,809 40.6842
Purchase 370 41.0574
Purchase 1,191 40.6929
Purchase 256 41.0744
Purchase 256 40.9370
Purchase 1,010 40.9154
Purchase 1,249 40.9154
Purchase 2,700 40.8200
Purchase 3,328 40.9154
Purchase 9,500 41.3122
Purchase 259 40.9370
Sale 46,082 39.4700
Sale 76,754 40.7900
Sale 97,651 40.9992
Sale 2,846 41.1240
Sale 162 41.2400
Sale 370 41.1276
Sale 12,306 41.1816
Sale 754 41.0500
Sale 1,191 40.7308
Sale 30,772 41.0200
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 2700 40.82
CFD Short 3500 40.9894
CFD Short 37200 41.0539
CFD Short 370 41.0573
CFD Short 70 41.0578
CFD Short 2366 41.0718
CFD Short 9500 41.3122
CFD Long 307 40.9621
CFD Long 97651 40.9992
CFD Long 1029 41.0867
CFD Long 9842 41.1183
CFD Long 2846 41.1239
CFD Long 370 41.1275
CFD Long 12306 41.1816
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 26 February 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased 150 4,000.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 350 4,000.0000 EURO 20/03/2008
Option Purchased 375 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased -250 3,800.0000 EURO 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk