Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 28 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 27,745,854 2.84% 1,285,968 0.13%
securities
(2) Derivatives 73,352 0.01% 248,332 0.03%
(other than
options)
(3) Options and 712,175 0.07% 552,050 0.06%
agreements to
purchase/sell
Total 28,531,231 2.92% 2,087,300 0.21%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 2,804 39.6900
Purchase 6,534 39.4786
Purchase 37,000 39.6900
Purchase 2,500 39.8220
Purchase 1,600 39.4189
Purchase 800 39.8278
Purchase 1,992 39.6900
Purchase 3,481 39.5907
Purchase 135,000 39.4000
Purchase 10,000 39.4763
Purchase 184 39.6971
Purchase 300 39.7612
Purchase 3,000 39.8075
Purchase 3,000 39.4458
Purchase 9,062 39.7893
Sale 1,916 39.5084
Sale 631 39.6825
Sale 2,039 39.8868
Sale 184 39.8752
Sale 7,820 39.6900
Sale 114,000 39.4500
Sale 9,000 39.6422
Sale 108,753 39.5488
Sale 200 39.2200
Sale 3,000 39.4458
Sale 2,500 39.8220
Sale 10,830 39.6900
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1600 39.4189
CFD Short 10000 39.4763
CFD Short 3481 39.5906
CFD Short 184 39.6971
CFD Short 9062 39.7893
CFD Short 3000 39.8075
CFD Short 800 39.8278
CFD Long 200 39.22
CFD Long 108753 39.5487
CFD Long 9000 39.6422
CFD Long 631 39.6824
CFD Long 184 39.8752
CFD Long 2039 39.8868
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
CALL Sell 100 40 EURO 20/06/2008 .37
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 February 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -750 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 350 4,000.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk