Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 29 February 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 27,673,272 2.83% 1,478,095 0.15%
securities
(2) Derivatives 75,824 0.01% 188,775 0.02%
(other than
options)
(3) Options and 712,275 0.07% 553,000 0.06%
agreements to
purchase/sell
Total 28,461,371 2.91% 2,219,870 0.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,692 40.1036
Purchase 4,175 40.0818
Purchase 2,000 40.0500
Purchase 23,940 39.6000
Purchase 18,709 39.5761
Purchase 112 39.6000
Purchase 2,111 39.6000
Purchase 13 39.6000
Purchase 334 39.9351
Purchase 224 39.6000
Purchase 1,106 39.6000
Purchase 1,009 39.6000
Purchase 7,020 39.6000
Purchase 608 39.7600
Purchase 3,098 39.9898
Purchase 3,204 39.6000
Purchase 1,906 39.6000
Purchase 27,698 40.0427
Purchase 248 39.6000
Purchase 2,815 39.6000
Purchase 4,782 39.6000
Purchase 4,011 39.8056
Sale 4,782 39.6000
Sale 13,000 39.6300
Sale 59 39.9400
Sale 9,563 39.8431
Sale 2,877 39.6000
Sale 466 Transfer
Sale 415 39.6000
Sale 4,876 40.1101
Sale 212 39.8430
Sale 7,038 39.6000
Sale 10,734 39.6000
Sale 63 39.6000
Sale 3,300 39.6000
Sale 82,295 39.7964
Sale 1,469 39.7135
Sale 130,000 39.8000
Sale 881 39.6000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 4011 39.8055
CFD Short 3098 39.9897
CFD Short 27698 40.0427
CFD Short 4175 40.0817
CFD Long 4065 39.6159
CFD Long 82295 39.7963
CFD Long 212 39.8429
CFD Long 9563 39.8431
CFD Long 4876 40.1101
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
CALL Purchase 250 40 EURO 20/03/2008 1.75
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 03 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -750 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 350 4,000.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk