Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 03 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 27,887,543 2.85% 1,294,439 0.13%
securities
(2) Derivatives 81,580 0.01% 301,951 0.03%
(other than
options)
(3) Options and 712,275 0.07% 552,750 0.06%
agreements to
purchase/sell
Total 28,681,398 2.93% 2,149,140 0.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 1,000 39.7100
Purchase 1,753 39.1787
Purchase 7,600 39.5165
Purchase 45,000 40.0000
Purchase 12,895 39.2838
Purchase 842 40.0000
Purchase 400 38.9739
Purchase 628 39.6000
Purchase 1,540 39.3438
Purchase 116 39.6000
Purchase 231 39.6000
Purchase 212 39.2000
Purchase 466 Transfer
Purchase 90,000 39.2000
Purchase 286 39.6000
Purchase 17,417 39.2838
Purchase 173 39.6000
Purchase 3,349 39.6000
Purchase 126,618 39.5535
Purchase 93 39.6000
Sale 2,000 40.0500
Sale 6,737 39.1142
Sale 629 39.9924
Sale 3,349 39.6000
Sale 29,189 39.6000
Sale 2,106 39.0318
Sale 466 Transfer
Sale 754 40.0000
Sale 4,000 39.0048
Sale 316 77.4000 USD
Sale 18,000 39.0943
Sale 100 38.9900
Sale 11,257 39.3380
Sale 5,756 39.9940
Sale 1,000 39.0500
Sale 6,498 40.0000
Sale 3,349 39.6000
Sale 842 40.0000
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 400 38.9739
CFD Short 773 39.0951
CFD Short 528 39.1617
CFD Short 1753 39.1786
CFD Short 1540 39.3438
CFD Short 7600 39.5165
CFD Short 126618 39.5534
CFD Long 4000 39.0048
CFD Long 2106 39.0318
CFD Long 18000 39.0943
CFD Long 629 39.9924
CFD Long 5756 39.9939
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
CALL Purchase 250 40 EURO 20/03/2008 1.75
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 04 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk