Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 05 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,215,001 2.89% 1,364,083 0.14%
securities
(2) Derivatives 75,824 0.01% 373,447 0.04%
(other than
options)
(3) Options and 1,072,275 0.11% 912,750 0.09%
agreements to
purchase/sell
Total 29,363,100 3.00% 2,650,280 0.27%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 5,236 39.6000
Purchase 251,548 40.0000
Purchase 20,907 39.3286
Purchase 10,550 39.2219
Purchase 72,091 39.6200
Purchase 5,010 39.3888
Purchase 16,077 39.4272
Purchase 200 39.2961
Purchase 50,000 39.6000
Purchase 3,835 39.3574
Purchase 2,401 39.4198
Purchase 318 39.6000
Purchase 387 39.6071
Purchase 346 39.6000
Purchase 34,619 39.4314
Purchase 2,768 39.2820
Sale 1,290 39.4449
Sale 2,615 39.8778
Sale 2,164 39.4129
Sale 8,700 39.3818
Sale 336 39.8100
Sale 1,926 40.0900
Sale 2,002 39.4721
Sale 387 39.4629
Sale 4,890 39.3655
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 10550 39.2218
CFD Short 19877 39.3261
CFD Short 3835 39.3574
CFD Short 1030 39.3751
CFD Short 5010 39.3887
CFD Short 2401 39.4198
CFD Short 16077 39.4272
CFD Short 34619 39.4313
CFD Short 387 39.6071
CFD Long 4890 39.3654
CFD Long 8700 39.3818
CFD Long 2164 39.4129
CFD Long 1290 39.4449
CFD Long 387 39.4628
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 06 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 40.0000 AMER 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -360,000 45.0000 AMER 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk