Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 07 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,111,703 2.88% 1,339,107 0.14%
securities
(2) Derivatives 80,848 0.01% 268,765 0.03%
(other than
options)
(3) Options and 1,072,275 0.11% 912,750 0.09%
agreements to
purchase/sell
Total 29,264,826 2.99% 2,520,622 0.26%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 6,048 39.2700
Purchase 1,800 39.1839
Purchase 385 39.3671
Purchase 246 39.3906
Purchase 9,125 39.3600
Purchase 385 39.2630
Purchase 264 39.3600
Purchase 4,082 39.8217
Purchase 5,612 39.3600
Purchase 30,000 39.3600
Sale 7,281 39.3600
Sale 29,645 39.2966
Sale 6,315 39.2961
Sale 312 39.6821
Sale 6,900 39.2426
Sale 3,677 39.3000
Sale 9,439 39.1870
Sale 6,498 39.3600
Sale 119,928 39.2391
Sale 50,946 39.2378
Sale 928 39.3600
Sale 618 39.3525
Sale 29,810 39.3038
Sale 5,424 39.3541
Sale 385 39.4229
Sale 2,998 39.7511
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 1800 39.1839
CFD Short 6048 39.27
CFD Short 385 39.367
CFD Short 4082 39.8217
CFD Long 9439 39.1869
CFD Long 50946 39.2378
CFD Long 119928 39.2391
CFD Long 6900 39.2426
CFD Long 23769 39.2848
CFD Long 6315 39.2961
CFD Long 5876 39.3443
CFD Long 618 39.3525
CFD Long 5424 39.354
CFD Long 385 39.4229
CFD Long 2998 39.7511
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 10 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -360,000 45.0000 AMER 20/03/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 40.0000 AMER 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk