Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 10 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,179,159 2.88% 1,102,790 0.11%
securities
(2) Derivatives 91,920 0.01% 119,690 0.01%
(other than
options)
(3) Options and 1,072,275 0.11% 913,250 0.09%
agreements to
purchase/sell
Total 29,343,354 3.00% 2,135,730 0.22%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 631 39.3900
Purchase 124,889 38.3793
Purchase 5,881 39.3600
Purchase 5,424 38.6092
Purchase 44 38.6682
Purchase 1,400 38.7100
Purchase 380 39.3000
Purchase 289 38.4900
Purchase 12,723 38.7016
Purchase 2,488 38.4515
Purchase 581 38.4169
Purchase 946 38.3403
Purchase 122,500 38.8000
Sale 1,479 38.4578
Sale 2,998 38.6870
Sale 5,389 38.7705
Sale 2,019 38.6870
Sale 32,550 38.5497
Sale 17,440 38.5351
Sale 581 38.3331
Sale 574 38.3400
Sale 6 38.1637
Sale 2,958 38.6228
Sale 2,519 38.3400
Sale 112,856 38.5231
Sale 13,941 38.6667
Sale 6,663 38.6228
Sale 6,757 38.6870
Sale 1,990 38.6228
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 581 38.4169
CFD Short 2488 38.4514
CFD Short 5424 38.6092
CFD Short 12723 38.7015
CFD Short 1400 38.71
CFD Long 6 38.1633
CFD Long 581 38.333
CFD Long 112856 38.523
CFD Long 17440 38.5351
CFD Long 32550 38.5497
CFD Long 2389 38.5535
CFD Long 13941 38.6666
CFD Long 3000 38.9431
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
CALL Sell 250 34 EURO 20/06/08 .685
PUT Sell 250 34 EURO 20/06/08 .165
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 11 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Option Purchased -360,000 45.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 40.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk