Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 11 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,101,649 2.87% 1,119,122 0.11%
securities
(2) Derivatives 81,252 0.01% 172,710 0.02%
(other than
options)
(3) Options and 1,072,275 0.11% 913,250 0.09%
agreements to
purchase/sell
Total 29,255,176 2.99% 2,205,082 0.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 16,232 37.2214
Purchase 37,000 37.4200
Purchase 3,045 37.4414
Purchase 672 37.4200
Purchase 2,474 36.9817
Purchase 105,189 37.3774
Purchase 927 37.2061
Purchase 95,409 37.1298
Purchase 2,326 78.0000 CHF
Purchase 5,318 37.3643
Purchase 188 37.3654
Purchase 1,716 37.8164
Sale 351 73.7200 USD
Sale 100 37.7732
Sale 105,189 37.3775
Sale 1,881 37.5855
Sale 6,498 37.4200
Sale 6,655 37.4144
Sale 82,711 37.3836
Sale 13,995 37.2439
Sale 365 76. 6100 USD
Sale 341 37.3516
Sale 950 37.8225
Sale 2,166 37.4200
Sale 23,860 37.3305
Sale 23,222 37.6488
Sale 1,092 37.0331
Sale 7,000 37.3329
Sale 2,474 36.9817
Sale 64,000 37.1172
Sale 5,156 37.2967
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 95409 37.1298
CFD Short 927 37.2061
CFD Short 16232 37.2213
CFD Short 2001 37.3016
CFD Short 5318 37.3642
CFD Short 1044 37.7091
CFD Short 1716 37.8164
CFD Long 11573 37.1888
CFD Long 5156 37.2967
CFD Long 7000 37.3329
CFD Long 6655 37.4143
CFD Long 2422 37.5064
CFD Long 1881 37.5855
CFD Long 23222 37.6488
CFD Long 100 37.7732
CFD Long 950 37.8225
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 12 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased -360,000 45.0000 AMER 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -350 4,000.0000 EURO 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Option Purchased 360,000 40.0000 AMER 20/03/2008
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk