Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 12 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,400,135 2.90% 1,019,333 0.10%
securities
(2) Derivatives 87,782 0.01% 342,640 0.04%
(other than
options)
(3) Options and 1,072,475 0.11% 913,250 0.09%
agreements to
purchase/sell
Total 29,560,392 3.02% 2,275,223 0.23%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 105,530 38.4427
Purchase 855 38.5300
Purchase 184 38.8929
Purchase 4,770 79.4220 CHF
Purchase 42,000 38.8500
Purchase 32 38.4772
Purchase 6,655 38.5614
Purchase 33,092 38.4588
Purchase 319 37.9900
Purchase 128 38.0000
Purchase 64,000 38.6937
Purchase 80 38.6419
Purchase 50,261 38.3046
Purchase 613 38.5369
Purchase 34,311 38.5300
Purchase 6,950 79.4220 CHF
Purchase 2,285 38.5300
Purchase 9,900 38.4050
Purchase 653 38.5373
Purchase 5,000 38.1698
Sale 3,011 38.8047
Sale 613 38.4131
Sale 2,000 38.0034
Sale 25,735 38.8162
Sale 8,465 38.8286
Sale 399 38.8544
Sale 18,243 38.5300
Sale 2,381 38.6091
Sale 3,689 38.6083
Sale 1,980 38.5300
Sale 94 38.0200
Sale 2,522 38.5926
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 5000 38.1698
CFD Short 50261 38.3046
CFD Short 9900 38.405
CFD Short 105530 38.4426
CFD Short 4142 38.4472
CFD Short 28950 38.4603
CFD Short 32 38.4771
CFD Short 613 38.5369
CFD Short 653 38.5373
CFD Short 6655 38.5614
CFD Short 80 38.6418
CFD Long 2000 38.0033
CFD Long 613 38.413
CFD Long 774 38.4314
CFD Long 2522 38.5926
CFD Long 2381 38.6091
CFD Long 2915 38.6551
CFD Long 3011 38.8046
CFD Long 25735 38.8161
CFD Long 8465 38.8286
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
PUT Purchase 200 32 EURO 19/09/2008 1.82
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 13 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased -360,000 36.0000 AMER 20/03/2008
Option Purchased -140,000 34.0000 AMER 20/03/2008
Option Purchased -50,000 37.0000 AMER 20/03/2008
Option Purchased -500 3,800.0000 EURO 20/03/2008
Option Purchased -500 3,400.0000 EURO 20/03/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option Purchased -500 3,200.0000 EURO 20/03/2008
Option Purchased -35 4,000.0000 EURO 20/03/2008
Option Purchased -300 3,000.0000 EURO 20/03/2008
Option Purchased -360,000 45.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Option Purchased 360,000 42.0000 AMER 20/03/2008
Option Purchased 150 3,600.0000 EURO 20/03/2008
Option Purchased 200 3,200.0000 EURO 19/09/2008
Option Purchased 250 3,200.0000 EURO 20/03/2008
Option Purchased 375 4,800.0000 EURO 20/03/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 500 3,400.0000 EURO 20/03/2008
Option Purchased 600 4,000.0000 EURO 20/03/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 250,000 42.0000 AMER 20/03/2008
Option Purchased 360,000 40.0000 AMER 20/03/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk