Rule 8.3 - XSTRATA PLC
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 20 March 2008
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 28,871,883 2.95% 739,405 0.08%
securities
(2) Derivatives 336,887 0.03% 136,028 0.01%
(other than
options)
(3) Options and 250,600 0.03% 151,100 0.02%
agreements to
purchase/sell
Total 29,459,370 3.01% 1,026,533 0.10%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 575 36.0400
Purchase 500,000 38.0000
Purchase 20,000 35.3387
Purchase 567 37.8611
Purchase 718 34.8366
Purchase 2,900 35.9467
Purchase 23,233 34.8300
Purchase 500,000 34.0000
Purchase 1,032 35.9400
Purchase 350,000 40.0000
Purchase 607 34.8300
Purchase 2,989 35.4620
Purchase 643 35.5364
Purchase 9,779 34.9974
Purchase 94,757 36.3100
Purchase 13,642 38.2800
Purchase 62 34.8300
Purchase 1,200 35.8036
Purchase 1,228 35.5168
Purchase 16,317 35.1775
Purchase 97,509 37.1600
Purchase 250,000 32.0000
Purchase 500,000 38.0000
Purchase 500,000 34.0000
Purchase 49,765 35.6053
Purchase 350,000 40.0000
Purchase 250,000 32.0000
Purchase 25,000 36.0817
Purchase 900 35.8727
Purchase 2,562 34.8300
Purchase 1,890 35.3038
Purchase 150,000 36.0000
Sale 2,360 34.8300
Sale 2,500 35.5556
Sale 292,364 36.5200
Sale 25,000 36.3031
Sale 150,000 36.0000
Sale 3,311 36.0845
Sale 128 36.0408
Sale 947 35.6329
Sale 400 36.0768
Sale 500 35.0000
Sale 575 36.0400
Sale 270 35.4200
Sale 500,000 38.0000
Sale 500,000 34.0000
Sale 250,000 32.0000
Sale 150,000 36.0000
Sale 350,000 40.0000
Sale 1,180 34.8300
Sale 120,509 35.2880
Sale 97,509 37.1600
Sale 27,698 34.8300
Sale 23,233 34.8300
Sale 567 37.8611
Sale 7,239 35.4000
Sale 26,159 36.5200
Sale 6,205 35.8243
Sale 4,545 35.5656
Sale 597 35.9100
Sale 14,000 36.8172
Sale 87,246 35.7089
Sale 942 35.2700
Sale 3,312 36.0464
Sale 575 36.0500
Sale 76,938 36.5200
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Short 718 34.8366
CFD Short 16317 35.1775
CFD Short 1890 35.3037
CFD Short 20000 35.3386
CFD Short 2989 35.462
CFD Short 1228 35.5168
CFD Short 643 35.5363
CFD Short 49765 35.6053
CFD Short 1200 35.8035
CFD Short 900 35.8727
CFD Short 2900 35.9467
CFD Short 25000 36.0816
CFD Long 2500 35.5556
CFD Long 4545 35.5655
CFD Long 947 35.6328
CFD Long 87246 35.7088
CFD Long 6205 35.8242
CFD Long 400 36.0767
CFD Long 25000 36.3031
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 25 March 2008
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 150,000 32.0000 AMER 20/06/2008
Option Purchased 100,000 47.0000 AMER 19/09/2008
Option Purchased 400 3,800.0000 EURO 20/06/2008
Option Purchased 200 3,200.0000 EURO 19/09/2008
Option Purchased -100 4,000.0000 EURO 20/06/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Option Purchased -250 3,400.0000 EURO 20/06/2008
Option Purchased -500 3,600.0000 EURO 20/06/2008
Option urchased -150,000 38.0000 AMER 20/06/2008
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk