Rule 8.3 - XSTRATA PLC
The Rule 8.3 report published earlier today showed incorrect data regarding open positions in the Supplemental Form.
This has been corrected.
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
Name of person dealing BARCLAYS PLC
(Note 1)
Company dealt in XSTRATA PLC
Class of relevant security ORD USD0.50
to which the dealings being
disclosed relate (Note 2)
Date of dealing 26 June 2009
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant 105,024,938 3.58% 843,480 0.03%
securities
(2) Derivatives 2,363,596 0.08% 229,983 0.01%
(other than
options)
(3) Options and 1,000,000 0.03% 0 0.00%
agreements to
purchase/sell
Total 108,388,534 3.70% 1,073,463 0.04%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of Long Short
relevant
security:
Number (%) Number (%)
(1) Relevant
securities
(2) Derivatives
(other than
options)
(3) Options and
agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 3)
Class of relevant security: Details
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of Securities Price per unit
(GBP)
Purchase 3,468 6.8859
Purchase 14,568 6.8864
Purchase 13,077 6.8864
Purchase 13,014 6.8600
Purchase 10,115 6.8864
Purchase 9,518 6.8864
Purchase 6,685 6.8864
Purchase 18,186 6.8864
Purchase 3,569 6.8864
Purchase 13,014 6.8600
Purchase 3,463 6.8864
Purchase 2,266 6.8864
Purchase 1,494 6.8600
Purchase 1,448 6.8850
Purchase 673 6.8864
Purchase 645 6.8864
Purchase 500 6.9451
Purchase 4,524 6.8864
Purchase 34,886 6.8864
Purchase 24,141 6.8864
Purchase 25,348 6.9527
Purchase 7 6.6920
Purchase 103,373 6.8864
Purchase 91,122 6.8648
Purchase 35,536 6.6920
Purchase 49,441 6.8672
Sale 48,243 6.9166
Sale 2,400 6.8526
Sale 50,000 6.8600
Sale 40,000 6.9100
Sale 66,616 6.8600
Sale 201,462 6.8680
Sale 200 6.9070
Sale 1,892 6.8693
Sale 13,014 6.8600
Sale 4,783 6.9104
Sale 5,126 6.8631
Sale 35,536 6.6920
Sale 7,268 6.9104
Sale 7,854 6.8631
Sale 33,460 6.8760
Sale 200 6.8570
Sale 32,594 6.9103
Sale 7 6.6920
Sale 28,484 6.8631
Sale 26,837 6.9104
Sale 19,000 6.9620
Sale 4,600 6.8597
(b) Derivatives transactions (other than options)
Product name, Long/Short Number of Price per
(e.g. CFD) (Note 6) Securities unit (GBP)
CFD Long 2400 6.8526
CFD Long 200 6.857
CFD Long 4600 6.8596
CFD Long 201462 6.868
CFD Long 1892 6.8692
CFD Long 2285 6.8764
CFD Long 26789 6.9013
CFD Long 5805 6.9515
CFD Short 5501 6.8517
CFD Short 73920 6.8634
CFD Short 17202 6.8704
CFD Short 3468 6.8859
CFD Short 500 6.9451
CFD Short 25348 6.9527
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, Number of Exercise Type, e.g. Expiry Option money
e.g. call selling, securities to price American, date paid/received
option purchasing, which the option European etc. per unit (GBP)
varying etc. relates (GBP)
(ii) Exercising
Product name, e.g. Number of Exercise price per
call option securities unit (Note 5)
(d) Other dealings (including new securities) (Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable)
(Note 5)
4. OTHER INFORMATION
None
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure 29 June 2009
Contact name Geoff Smith
Telephone number 020 7116 2913
If a connected EFM, name of
offeree/offeror with which connected
If a connected EFM, state nature of
connection (Note 10)
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
e.g. call option purchased to which the option (Note 2) American,
or derivative relates European etc.
Option Purchased 400,000 720.0000 EURO 18/09/2009
Option Purchased 600,000 720.0000 EURO 18/09/2009
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its Notes which can be viewed on the Takeover
Panel's website at www.thetakeoverpanel.org.uk
Notes
The Notes on Form 8.3 can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk