Form 8.5 (EPT/RI)- Barratt Developments Plc

UBS AG (EPT)

21 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	20 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	342498	4.69000        GBP	4.65950        GBP
10p ordinary	Sell	449351	4.69200        GBP	4.65878        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1678	4.68315256        GBP
10p ordinary	CFD	Long	7253	4.68464842134289        GBP
10p ordinary	CFD	Long	296	4.658784        GBP
10p ordinary	CFD	Long	38856	4.684766        GBP
10p ordinary	CFD	Long	38990	4.685045        GBP
10p ordinary	CFD	Long	55	4.692        GBP
10p ordinary	CFD	Long	2013	4.674        GBP
10p ordinary	CFD	Long	2062	4.678        GBP
10p ordinary	CFD	Long	53281	4.685        GBP
10p ordinary	CFD	Long	1570	4.681505        GBP
10p ordinary	CFD	Long	6	4.6885        GBP
10p ordinary	CFD	Long	6586	4.68534        GBP
10p ordinary	CFD	Long	3476	4.68378481        GBP
10p ordinary	CFD	Long	11513	4.68448467        GBP
10p ordinary	CFD	Long	11979	4.6850017        GBP
10p ordinary	CFD	Long	9709	5.9568039962921        USD
10p ordinary	CFD	Long	9603	4.683365        GBP
10p ordinary	CFD	Long	9599	4.68184540056256        GBP
10p ordinary	CFD	Long	3227	4.68464982956306        GBP
10p ordinary	CFD	Long	21565	4.68184530489219        GBP
10p ordinary	CFD	Long	920	4.679836        GBP
10p ordinary	CFD	Long	911	4.675        GBP
10p ordinary	CFD	Long	1543	4.683223        GBP
10p ordinary	CFD	Long	1220	4.673        GBP
10p ordinary	CFD	Long	1007	4.68494144        GBP
10p ordinary	CFD	Long	20020	4.684218        GBP
10p ordinary	CFD	Long	1265	4.69        GBP
10p ordinary	CFD	Long	3549	4.68462102000564        GBP
10p ordinary	CFD	Long	51	4.684706        GBP
10p ordinary	CFD	Short	1555	4.6809897        GBP
10p ordinary	CFD	Short	4323	4.685401        GBP
10p ordinary	CFD	Short	2937	4.6825        GBP
10p ordinary	CFD	Short	479	4.67411378        GBP
10p ordinary	CFD	Short	234	4.67281624        GBP
10p ordinary	CFD	Short	1025	4.6742176        GBP
10p ordinary	CFD	Short	50231	4.683934        GBP
10p ordinary	CFD	Short	9782	4.6822        GBP
10p ordinary	CFD	Short	12534	4.68049385670975        GBP
10p ordinary	CFD	Short	9482	5.95777395        USD
10p ordinary	CFD	Short	109	4.69        GBP
10p ordinary	CFD	Short	2878	4.684991        GBP
10p ordinary	CFD	Short	5152	4.6863722826087        GBP
10p ordinary	CFD	Short	9695	4.679854        GBP
10p ordinary	CFD	Short	43	4.6875        GBP
10p ordinary	CFD	Short	2720	4.664533        GBP
10p ordinary	CFD	Short	2000	4.6845        GBP
10p ordinary	CFD	Short	2230	4.679        GBP
10p ordinary	CFD	Short	1172	4.6775        GBP
10p ordinary	CFD	Short	2000	4.671        GBP
10p ordinary	CFD	Short	1880	4.674        GBP
10p ordinary	CFD	Short	54953	4.68505381        GBP
10p ordinary	CFD	Short	47690	4.675695        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END