Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

25 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	22 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	521569	4.79000        GBP	4.73987        GBP
10p ordinary	Sell	484967	4.79201        GBP	4.72513        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1300	4.77323846153846        GBP
10p ordinary	CFD	Long	5444	4.7476249        GBP
10p ordinary	CFD	Long	1807	4.7836143        GBP
10p ordinary	CFD	Long	541	4.7760545        GBP
10p ordinary	CFD	Long	12946	4.72636859        GBP
10p ordinary	CFD	Long	80436	4.769997        GBP
10p ordinary	CFD	Long	8112	4.774731        GBP
10p ordinary	CFD	Long	993	4.759243        GBP
10p ordinary	CFD	Long	182	4.761456        GBP
10p ordinary	CFD	Long	2871	4.73892        GBP
10p ordinary	CFD	Long	5	4.7756        GBP
10p ordinary	CFD	Long	4	4.772625        GBP
10p ordinary	CFD	Long	1970	4.77400203        GBP
10p ordinary	CFD	Long	9275	4.75376507        GBP
10p ordinary	CFD	Long	1007	4.745        GBP
10p ordinary	CFD	Long	5997	4.77735        GBP
10p ordinary	CFD	Long	33704	4.762451        GBP
10p ordinary	CFD	Long	1216	4.77        GBP
10p ordinary	CFD	Long	14316	4.76007404302878        GBP
10p ordinary	CFD	Long	2184	4.75331501831502        GBP
10p ordinary	CFD	Long	1807	4.768        GBP
10p ordinary	CFD	Long	31778	4.773977        GBP
10p ordinary	CFD	Long	1754	4.782        GBP
10p ordinary	CFD	Long	1088	4.779        GBP
10p ordinary	CFD	Long	1088	4.778        GBP
10p ordinary	CFD	Long	383	4.792        GBP
10p ordinary	CFD	Long	5830	4.746205        GBP
10p ordinary	CFD	Long	13144	4.773831        GBP
10p ordinary	CFD	Long	1202	4.757354        GBP
10p ordinary	CFD	Long	91135	4.725136        GBP
10p ordinary	CFD	Long	431	4.744756        GBP
10p ordinary	CFD	Short	1	4.77        GBP
10p ordinary	CFD	Short	31108	4.745237        GBP
10p ordinary	CFD	Short	728	4.7641703        GBP
10p ordinary	CFD	Short	23653	4.75170200470004        GBP
10p ordinary	CFD	Short	4174	4.77641233        GBP
10p ordinary	CFD	Short	7446	4.7455        GBP
10p ordinary	CFD	Short	4426	4.745        GBP
10p ordinary	CFD	Short	19852	4.755604        GBP
10p ordinary	CFD	Short	1145	4.75256943231441        GBP
10p ordinary	CFD	Short	715	4.77281329        GBP
10p ordinary	CFD	Short	77302	4.752136        GBP
10p ordinary	CFD	Short	2412	4.777056        GBP
10p ordinary	CFD	Short	8294	4.76770003        GBP
10p ordinary	CFD	Short	7677	4.7701        GBP
10p ordinary	CFD	Short	12028	4.76338815        GBP
10p ordinary	CFD	Short	7340	4.76915738        GBP
10p ordinary	CFD	Short	27260	4.74935326        GBP
10p ordinary	CFD	Short	7890	4.77010256        GBP
10p ordinary	CFD	Short	2333	4.74747892        GBP
10p ordinary	CFD	Short	10770	4.76605692        GBP
10p ordinary	CFD	Short	8778	4.77438605        GBP
10p ordinary	CFD	Short	5758	4.7673097        GBP
10p ordinary	CFD	Short	17619	4.76        GBP
10p ordinary	CFD	Short	6200	4.77246774193548        GBP
10p ordinary	CFD	Short	12845	4.764577        GBP
10p ordinary	CFD	Short	1761	4.764        GBP
10p ordinary	CFD	Short	2499	4.757        GBP
10p ordinary	CFD	Short	1479	4.780086        GBP
10p ordinary	CFD	Short	2188	4.753414        GBP
10p ordinary	CFD	Short	50000	4.782345        GBP
10p ordinary	CFD	Short	2575	4.75256097087379        GBP
10p ordinary	CFD	Short	3522	4.75789892106758        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	25 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END