Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

08 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	07 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	7123162	5.22700        GBP	4.82300        GBP
10p ordinary	Sell	3646378	5.22700        GBP	4.82300        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	391416	4.99780385        GBP
10p ordinary	CFD	Long	188325	5.01643053        GBP
10p ordinary	CFD	Long	135360	5.025486        GBP
10p ordinary	CFD	Long	75000	5.004524        GBP
10p ordinary	CFD	Long	1299	4.923302        GBP
10p ordinary	CFD	Long	5181	4.892689        GBP
10p ordinary	CFD	Long	17706	4.99369        GBP
10p ordinary	CFD	Long	893	4.934549        GBP
10p ordinary	CFD	Long	917	4.877082        GBP
10p ordinary	CFD	Long	880	5.029925        GBP
10p ordinary	CFD	Long	11	5.158182        GBP
10p ordinary	CFD	Long	67632	5.00975        GBP
10p ordinary	CFD	Long	5135	5.009749        GBP
10p ordinary	CFD	Long	312	5.000205        GBP
10p ordinary	CFD	Long	148181	5.0018        GBP
10p ordinary	CFD	Long	280749	5.0404        GBP
10p ordinary	CFD	Long	44845	4.99154400440004        GBP
10p ordinary	CFD	Long	154	4.973666        GBP
10p ordinary	CFD	Long	188	4.967766        GBP
10p ordinary	CFD	Long	9755	4.87834695        GBP
10p ordinary	CFD	Long	10543	4.96402731670303        GBP
10p ordinary	CFD	Long	11870	4.940693        GBP
10p ordinary	CFD	Long	11302	4.930646        GBP
10p ordinary	CFD	Long	2000	5.0140002        GBP
10p ordinary	CFD	Long	48176	5.03243683        GBP
10p ordinary	CFD	Long	3194	4.9607        GBP
10p ordinary	CFD	Long	2372	5.005395        GBP
10p ordinary	CFD	Long	4057	4.91885876263249        GBP
10p ordinary	CFD	Long	922	5.01        GBP
10p ordinary	CFD	Long	1182	4.9995        GBP
10p ordinary	CFD	Long	400	4.999        GBP
10p ordinary	CFD	Long	1520	5.002        GBP
10p ordinary	CFD	Long	176	4.997        GBP
10p ordinary	CFD	Long	33220	5.05671        GBP
10p ordinary	CFD	Long	1360	5.016        GBP
10p ordinary	CFD	Long	1682	4.998        GBP
10p ordinary	CFD	Long	2583	5.15        GBP
10p ordinary	CFD	Long	202	4.881        GBP
10p ordinary	CFD	Long	100	4.879        GBP
10p ordinary	CFD	Long	697	4.869        GBP
10p ordinary	CFD	Long	703	4.943        GBP
10p ordinary	CFD	Long	144	4.944        GBP
10p ordinary	CFD	Long	37766	4.93325736        GBP
10p ordinary	CFD	Long	329717	4.98392108990437        GBP
10p ordinary	CFD	Long	55585	4.92983790590987        GBP
10p ordinary	CFD	Long	2967	4.91359622514324        GBP
10p ordinary	CFD	Long	754	4.89220159151194        GBP
10p ordinary	CFD	Long	46	4.90608695652174        GBP
10p ordinary	CFD	Short	81776	4.92032        GBP
10p ordinary	CFD	Short	48244	4.941418        GBP
10p ordinary	CFD	Short	3185	4.939895        GBP
10p ordinary	CFD	Short	14752	4.95675        GBP
10p ordinary	CFD	Short	58566	4.989627        GBP
10p ordinary	CFD	Short	1	4.862        GBP
10p ordinary	CFD	Short	34240	4.993148        GBP
10p ordinary	CFD	Short	92573	5.010132        GBP
10p ordinary	CFD	Short	15263	4.992889        GBP
10p ordinary	CFD	Short	213784	4.958782        GBP
10p ordinary	CFD	Short	26811	5.01        GBP
10p ordinary	CFD	Short	99518	5.009584        GBP
10p ordinary	CFD	Short	2000	4.873529941        GBP
10p ordinary	CFD	Short	88908	4.94736821        GBP
10p ordinary	CFD	Short	17861	5.11377907172051        GBP
10p ordinary	CFD	Short	888	4.97527        GBP
10p ordinary	CFD	Short	67269	4.94380962999301        GBP
10p ordinary	CFD	Short	6305	4.909454        GBP
10p ordinary	CFD	Short	338610	5.00533839        GBP
10p ordinary	CFD	Short	1112934	5.04493794        GBP
10p ordinary	CFD	Short	618	4.9315        GBP
10p ordinary	CFD	Short	1422	4.959        GBP
10p ordinary	CFD	Short	2853	5.00138        GBP
10p ordinary	CFD	Short	494	5.012        GBP
10p ordinary	CFD	Short	383385	4.983325        GBP
10p ordinary	CFD	Short	998	5.01000023        GBP
10p ordinary	CFD	Short	15847	5.0        GBP
10p ordinary	CFD	Short	3447	5.028        GBP
10p ordinary	CFD	Short	1414	5.018        GBP
10p ordinary	CFD	Short	9702	4.972        GBP
10p ordinary	CFD	Short	1826	5.024        GBP
10p ordinary	CFD	Short	2200	5.004        GBP
10p ordinary	CFD	Short	585	4.947        GBP
10p ordinary	CFD	Short	394	4.933        GBP
10p ordinary	CFD	Short	4029	4.955        GBP
10p ordinary	CFD	Short	7477	4.956        GBP
10p ordinary	CFD	Short	2500	4.959979        GBP
10p ordinary	CFD	Short	3336	4.951        GBP
10p ordinary	CFD	Short	3049	4.931        GBP
10p ordinary	CFD	Short	1282	4.9305        GBP
10p ordinary	CFD	Short	681	4.95        GBP
10p ordinary	CFD	Short	2400	4.949        GBP
10p ordinary	CFD	Short	11202	4.94        GBP
10p ordinary	CFD	Short	2004	4.969        GBP
10p ordinary	CFD	Short	1833	4.958        GBP
10p ordinary	CFD	Short	1128	4.952569        GBP
10p ordinary	CFD	Short	596	4.935884        GBP
10p ordinary	CFD	Short	3731	4.904        GBP
10p ordinary	CFD	Short	756	4.919        GBP
10p ordinary	CFD	Short	2004	4.975        GBP
10p ordinary	CFD	Short	755	4.875        GBP
10p ordinary	CFD	Short	8005	4.953        GBP
10p ordinary	CFD	Short	1701	4.903        GBP
10p ordinary	CFD	Short	1847	4.899        GBP
10p ordinary	CFD	Short	750	4.893        GBP
10p ordinary	CFD	Short	879	4.901        GBP
10p ordinary	CFD	Short	1724	4.907        GBP
10p ordinary	CFD	Short	3645	4.902        GBP
10p ordinary	CFD	Short	790	4.911        GBP
10p ordinary	CFD	Short	750	4.912708        GBP
10p ordinary	CFD	Short	940	4.92        GBP
10p ordinary	CFD	Short	1286	4.929        GBP
10p ordinary	CFD	Short	1847	4.93        GBP
10p ordinary	CFD	Short	790	4.936        GBP
10p ordinary	CFD	Short	11940	5.02        GBP
10p ordinary	CFD	Short	55585	4.98523000809571        GBP
10p ordinary	CFD	Short	27784	5.00673157212784        GBP
10p ordinary	CFD	Short	2492	4.9276        GBP
10p ordinary	CFD	Short	60000	4.943        GBP
10p ordinary	CFD	Short	500000	4.88230588        GBP
10p ordinary	CFD	Short	470117	4.92217349        GBP
10p ordinary	CFD	Short	618880	4.965894        GBP
10p ordinary	CFD	Short	582735	4.954264        GBP
10p ordinary	CFD	Short	7875	5.11376850793651        GBP
10p ordinary	CFD	Short	25000	4.870882        GBP
10p ordinary	CFD	Short	50000	4.910578        GBP
10p ordinary	CFD	Short	143695	4.909453        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END