Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

09 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1619875	5.00401        GBP	4.86296        GBP
10p ordinary	Sell	3115372	5.00000        GBP	4.87195        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	156840	4.96741705        GBP
10p ordinary	CFD	Long	74351	4.97856949        GBP
10p ordinary	CFD	Long	3	4.955        GBP
10p ordinary	CFD	Long	2	4.96325        GBP
10p ordinary	CFD	Long	43774	4.939832        GBP
10p ordinary	CFD	Long	7406	4.953802        GBP
10p ordinary	CFD	Long	152132	4.904        GBP
10p ordinary	CFD	Long	38400	4.95050729166667        GBP
10p ordinary	CFD	Long	2828	4.87465700141443        GBP
10p ordinary	CFD	Long	3384	4.95432624113475        GBP
10p ordinary	CFD	Long	17088	4.93482151217228        GBP
10p ordinary	CFD	Long	32300	4.95853591331269        GBP
10p ordinary	CFD	Long	1101941	5.0        GBP
10p ordinary	CFD	Long	6661	4.95        GBP
10p ordinary	CFD	Long	1182	4.94657        GBP
10p ordinary	CFD	Long	878	4.946        GBP
10p ordinary	CFD	Long	172207	4.96        GBP
10p ordinary	CFD	Long	214	4.961        GBP
10p ordinary	CFD	Long	1788	4.951        GBP
10p ordinary	CFD	Long	33057	4.949669        GBP
10p ordinary	CFD	Long	59554	4.884412        GBP
10p ordinary	CFD	Long	9042	4.936387        GBP
10p ordinary	CFD	Long	3434	4.959541        GBP
10p ordinary	CFD	Long	270720	4.93753        GBP
10p ordinary	CFD	Long	4627	4.9316        GBP
10p ordinary	CFD	Long	10413	4.916457        GBP
10p ordinary	CFD	Long	4363	4.919        GBP
10p ordinary	CFD	Long	35000	4.91        GBP
10p ordinary	CFD	Long	2284	4.877715        GBP
10p ordinary	CFD	Long	8580	4.94657925407925        GBP
10p ordinary	CFD	Long	2514	4.94553301511535        GBP
10p ordinary	CFD	Short	230	4.899974        GBP
10p ordinary	CFD	Short	335	4.902412        GBP
10p ordinary	CFD	Short	5417	4.948214        GBP
10p ordinary	CFD	Short	125753	4.875        GBP
10p ordinary	CFD	Short	9000	4.98302422        GBP
10p ordinary	CFD	Short	5837	4.94314656501628        GBP
10p ordinary	CFD	Short	204	4.930353        GBP
10p ordinary	CFD	Short	15932	4.927131        GBP
10p ordinary	CFD	Short	70259	4.905751        GBP
10p ordinary	CFD	Short	7	4.992143        GBP
10p ordinary	CFD	Short	170	4.90110771        GBP
10p ordinary	CFD	Short	35	4.9534953        GBP
10p ordinary	CFD	Short	10878	4.875244        GBP
10p ordinary	CFD	Short	7383	4.875243        GBP
10p ordinary	CFD	Short	34624	4.87464682        GBP
10p ordinary	CFD	Short	7900	5.00248987341772        GBP
10p ordinary	CFD	Short	5800	4.91596034482759        GBP
10p ordinary	CFD	Short	1773	4.909        GBP
10p ordinary	CFD	Short	3427	4.952        GBP
10p ordinary	CFD	Short	630	4.920833        GBP
10p ordinary	CFD	Short	31266	4.94188159662253        GBP
10p ordinary	CFD	Short	2128	4.91353        GBP
10p ordinary	CFD	Short	800	4.9605        GBP
10p ordinary	CFD	Short	8786	4.959        GBP
10p ordinary	CFD	Short	2256	4.963        GBP
10p ordinary	CFD	Short	1772	4.961        GBP
10p ordinary	CFD	Short	658	4.962        GBP
10p ordinary	CFD	Short	452	4.9185        GBP
10p ordinary	CFD	Short	176	4.9505        GBP
10p ordinary	CFD	Short	1761	4.919        GBP
10p ordinary	CFD	Short	622	4.917        GBP
10p ordinary	CFD	Short	3442	4.95        GBP
10p ordinary	CFD	Short	272	4.949        GBP
10p ordinary	CFD	Short	1816	4.921        GBP
10p ordinary	CFD	Short	32	4.953        GBP
10p ordinary	CFD	Short	1403	4.957        GBP
10p ordinary	CFD	Short	136	4.954        GBP
10p ordinary	CFD	Short	939	4.9535        GBP
10p ordinary	CFD	Short	1316	4.959929        GBP
10p ordinary	CFD	Short	6922	4.96        GBP
10p ordinary	CFD	Short	1598	4.906872        GBP
10p ordinary	CFD	Short	1718	4.976        GBP
10p ordinary	CFD	Short	648	4.907        GBP
10p ordinary	CFD	Short	626	4.966936        GBP
10p ordinary	CFD	Short	711	4.966        GBP
10p ordinary	CFD	Short	456	4.965568        GBP
10p ordinary	CFD	Short	110241	4.958485        GBP
10p ordinary	CFD	Short	14562	4.924861        GBP
10p ordinary	CFD	Short	59361	4.934684        GBP
10p ordinary	CFD	Short	12872	4.929501        GBP
10p ordinary	CFD	Short	45	4.886441        GBP
10p ordinary	CFD	Short	22921	4.8759753064875        GBP
10p ordinary	CFD	Short	3489	4.875093        GBP
10p ordinary	CFD	Short	822	4.885981        GBP
10p ordinary	CFD	Short	194	4.886544        GBP
10p ordinary	CFD	Short	100	4.880109        GBP
10p ordinary	CFD	Short	4	4.869487        GBP
10p ordinary	CFD	Short	49	4.893489        GBP
10p ordinary	CFD	Short	23	4.889489        GBP
10p ordinary	CFD	Short	2574	4.94312723387723        GBP
10p ordinary	CFD	Short	50000	4.967        GBP
10p ordinary	CFD	Short	25000	4.951597        GBP
10p ordinary	CFD	Short	50000	4.892464        GBP
10p ordinary	CFD	Short	18101	4.919994        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END