Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

12 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	09 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1227821	4.88300        GBP	4.80500        GBP
10p ordinary	Sell	1667265	4.88263        GBP	4.81978        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	270720	4.84758        GBP
10p ordinary	CFD	Long	210500	4.83857948        GBP
10p ordinary	CFD	Long	206800	4.8492442        GBP
10p ordinary	CFD	Long	108288	4.842578        GBP
10p ordinary	CFD	Long	24094	4.84555716        GBP
10p ordinary	CFD	Long	4600	4.831718        GBP
10p ordinary	CFD	Long	118539	4.869513        GBP
10p ordinary	CFD	Long	3437	4.837499        GBP
10p ordinary	CFD	Long	1	4.8415        GBP
10p ordinary	CFD	Long	1146	4.84        GBP
10p ordinary	CFD	Long	156031	4.844        GBP
10p ordinary	CFD	Long	4250	4.844186        GBP
10p ordinary	CFD	Long	2460	4.870756        GBP
10p ordinary	CFD	Long	3474	4.825993        GBP
10p ordinary	CFD	Long	3268	4.87198469        GBP
10p ordinary	CFD	Long	1564	4.88263427        GBP
10p ordinary	CFD	Long	500	4.84042        GBP
10p ordinary	CFD	Long	1310970	4.883        GBP
10p ordinary	CFD	Long	9492	4.846521        GBP
10p ordinary	CFD	Long	40620	4.871        GBP
10p ordinary	CFD	Long	1721	4.828        GBP
10p ordinary	CFD	Long	2	4.835        GBP
10p ordinary	CFD	Long	4972	4.8428        GBP
10p ordinary	CFD	Long	28301	4.83777075015017        GBP
10p ordinary	CFD	Long	18155	4.83504819608923        GBP
10p ordinary	CFD	Long	409	4.840572        GBP
10p ordinary	CFD	Long	5868	4.835468        GBP
10p ordinary	CFD	Long	67100	4.84536482861401        GBP
10p ordinary	CFD	Long	27900	4.81978172043011        GBP
10p ordinary	CFD	Long	676	4.839        GBP
10p ordinary	CFD	Long	8763	4.838661        GBP
10p ordinary	CFD	Long	3684	4.87099981        GBP
10p ordinary	CFD	Short	1154	4.8375        GBP
10p ordinary	CFD	Short	698	4.881        GBP
10p ordinary	CFD	Short	863	4.846        GBP
10p ordinary	CFD	Short	1760	4.851        GBP
10p ordinary	CFD	Short	676	4.853        GBP
10p ordinary	CFD	Short	7358	4.8338        GBP
10p ordinary	CFD	Short	30	4.821645        GBP
10p ordinary	CFD	Short	416	4.852734        GBP
10p ordinary	CFD	Short	47511	4.833428        GBP
10p ordinary	CFD	Short	28035	4.835302        GBP
10p ordinary	CFD	Short	1471	4.826775        GBP
10p ordinary	CFD	Short	10899	4.840515        GBP
10p ordinary	CFD	Short	13004	4.841759        GBP
10p ordinary	CFD	Short	1	4.83        GBP
10p ordinary	CFD	Short	15606	4.8509637108        GBP
10p ordinary	CFD	Short	2473	4.85210647        GBP
10p ordinary	CFD	Short	5343	4.84964399559985        GBP
10p ordinary	CFD	Short	992	4.87124        GBP
10p ordinary	CFD	Short	16803	4.85197298101529        GBP
10p ordinary	CFD	Short	8340	4.871        GBP
10p ordinary	CFD	Short	882	4.847        GBP
10p ordinary	CFD	Short	651	4.833688        GBP
10p ordinary	CFD	Short	204	4.852853        GBP
10p ordinary	CFD	Short	39	4.85359        GBP
10p ordinary	CFD	Short	278	4.854014        GBP
10p ordinary	CFD	Short	653	4.845763        GBP
10p ordinary	CFD	Short	95	4.855643        GBP
10p ordinary	CFD	Short	86	4.842839        GBP
10p ordinary	CFD	Short	54	4.87099494962963        GBP
10p ordinary	CFD	Short	67	4.841367        GBP
10p ordinary	CFD	Short	140	4.835        GBP
10p ordinary	CFD	Short	675	4.858        GBP
10p ordinary	CFD	Short	6827	4.859        GBP
10p ordinary	CFD	Short	2190	4.84        GBP
10p ordinary	CFD	Short	1219	4.843        GBP
10p ordinary	CFD	Short	1017	4.836        GBP
10p ordinary	CFD	Short	718	4.863        GBP
10p ordinary	CFD	Short	374	4.864        GBP
10p ordinary	CFD	Short	2699	4.8275        GBP
10p ordinary	CFD	Short	2572	4.82863        GBP
10p ordinary	CFD	Short	2385	4.805        GBP
10p ordinary	CFD	Short	257	4.8415        GBP
10p ordinary	CFD	Short	1861	4.83055346587856        GBP
10p ordinary	CFD	Short	28000	4.86752384        GBP
10p ordinary	CFD	Short	1251	4.8600479616307        GBP
10p ordinary	CFD	Short	12199	4.870314        GBP
10p ordinary	CFD	Short	38110	4.85197163474154        GBP
10p ordinary	CFD	Short	28909	4.84149526        GBP
10p ordinary	CFD	Short	71253	4.83861346        GBP
10p ordinary	CFD	Short	68431	4.84253316        GBP
10p ordinary	CFD	Short	84344	4.842        GBP
10p ordinary	CFD	Short	1609469	4.883        GBP
10p ordinary	CFD	Short	970	4.8465        GBP
10p ordinary	CFD	Short	56038	4.856504        GBP
10p ordinary	CFD	Short	214	4.867        GBP
10p ordinary	CFD	Short	1628	4.87        GBP
10p ordinary	CFD	Short	613	4.875        GBP
10p ordinary	CFD	Short	2212	4.869        GBP
10p ordinary	CFD	Short	1000	4.861        GBP
10p ordinary	CFD	Short	1541	4.848        GBP
10p ordinary	CFD	Short	4800	4.85        GBP
10p ordinary	CFD	Short	1265	4.849        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END