Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

13 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	12 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	661549	4.88524        GBP	4.82195        GBP
10p ordinary	Sell	2173742	4.88500        GBP	4.82195        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	463212	4.85159199        GBP
10p ordinary	CFD	Long	518500	4.85126        GBP
10p ordinary	CFD	Long	198700	4.86257        GBP
10p ordinary	CFD	Long	135360	4.8449        GBP
10p ordinary	CFD	Long	8261	4.83792519065488        GBP
10p ordinary	CFD	Long	666	4.85463963963964        GBP
10p ordinary	CFD	Long	9687	4.885        GBP
10p ordinary	CFD	Long	55028	4.8752028058443        GBP
10p ordinary	CFD	Long	34552	4.84631888168558        GBP
10p ordinary	CFD	Long	27362	4.83507382501279        GBP
10p ordinary	CFD	Long	1971	4.85706240487062        GBP
10p ordinary	CFD	Long	557	4.85771992818671        GBP
10p ordinary	CFD	Long	24419	4.8370678569966        GBP
10p ordinary	CFD	Long	381	4.84165354330709        GBP
10p ordinary	CFD	Long	602	4.827        GBP
10p ordinary	CFD	Long	840	4.859        GBP
10p ordinary	CFD	Long	3491	4.84374391291893        GBP
10p ordinary	CFD	Long	3270	4.837477        GBP
10p ordinary	CFD	Long	1661	4.856        GBP
10p ordinary	CFD	Long	210	4.8595        GBP
10p ordinary	CFD	Long	293	4.85462457337884        GBP
10p ordinary	CFD	Long	51046	4.882589        GBP
10p ordinary	CFD	Long	9339	4.85534        GBP
10p ordinary	CFD	Long	3574	4.854489        GBP
10p ordinary	CFD	Long	1	4.83        GBP
10p ordinary	CFD	Long	32559	4.85387793        GBP
10p ordinary	CFD	Long	1213	4.858816        GBP
10p ordinary	CFD	Long	5880	4.851268        GBP
10p ordinary	CFD	Long	4790	4.86706099610021        GBP
10p ordinary	CFD	Long	154177	4.86        GBP
10p ordinary	CFD	Long	47360	4.875271        GBP
10p ordinary	CFD	Long	12649	4.86373705        GBP
10p ordinary	CFD	Long	2999	4.84997797        GBP
10p ordinary	CFD	Long	2414	4.856118        GBP
10p ordinary	CFD	Long	81	4.88259259        GBP
10p ordinary	CFD	Long	9635	4.84474        GBP
10p ordinary	CFD	Long	6963	4.84696        GBP
10p ordinary	CFD	Short	1224	4.861733        GBP
10p ordinary	CFD	Short	57508	4.8685        GBP
10p ordinary	CFD	Short	19861	4.854647        GBP
10p ordinary	CFD	Short	8854	4.8500090354642        GBP
10p ordinary	CFD	Short	3305	4.876        GBP
10p ordinary	CFD	Short	272	4.874228        GBP
10p ordinary	CFD	Short	140	4.875        GBP
10p ordinary	CFD	Short	5377	4.861        GBP
10p ordinary	CFD	Short	4931	4.86        GBP
10p ordinary	CFD	Short	3094	4.859        GBP
10p ordinary	CFD	Short	29122	4.862923        GBP
10p ordinary	CFD	Short	1212	4.82500742574257        GBP
10p ordinary	CFD	Short	7585	4.850386        GBP
10p ordinary	CFD	Short	54815	4.843554        GBP
10p ordinary	CFD	Short	20215	4.845841        GBP
10p ordinary	CFD	Short	1489	4.84696        GBP
10p ordinary	CFD	Short	1	4.871        GBP
10p ordinary	CFD	Short	1450	4.86274323        GBP
10p ordinary	CFD	Short	8851	4.885245        GBP
10p ordinary	CFD	Short	44234	4.885        GBP
10p ordinary	CFD	Short	1250	4.865262        GBP
10p ordinary	CFD	Short	898	4.8504        GBP
10p ordinary	CFD	Short	2751	4.82500472555434        GBP
10p ordinary	CFD	Short	3958	4.882719        GBP
10p ordinary	CFD	Short	5638	4.85903193        GBP
10p ordinary	CFD	Short	7476	4.84711125        GBP
10p ordinary	CFD	Short	14470	4.84518431        GBP
10p ordinary	CFD	Short	58	4.85156938        GBP
10p ordinary	CFD	Short	881	4.849        GBP
10p ordinary	CFD	Short	575	4.8795        GBP
10p ordinary	CFD	Short	4	4.883        GBP
10p ordinary	CFD	Short	418	4.85        GBP
10p ordinary	CFD	Short	581	4.855        GBP
10p ordinary	CFD	Short	2174	4.858        GBP
10p ordinary	CFD	Short	867	4.877        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END