Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 February 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	14 February 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	392936	4.79800        GBP	4.68200        GBP
10p ordinary	Sell	607612	4.79800        GBP	4.68164        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	596	4.722        GBP
10p ordinary	CFD	Long	34444	4.746422        GBP
10p ordinary	CFD	Long	1775	4.707        GBP
10p ordinary	CFD	Long	395	4.71        GBP
10p ordinary	CFD	Long	705	4.706        GBP
10p ordinary	CFD	Long	80	4.724        GBP
10p ordinary	CFD	Long	2440	4.716        GBP
10p ordinary	CFD	Long	1659	4.715        GBP
10p ordinary	CFD	Long	3556	4.7583        GBP
10p ordinary	CFD	Long	3020	4.736        GBP
10p ordinary	CFD	Long	10999	4.76630239112647        GBP
10p ordinary	CFD	Long	3792	4.75472046413502        GBP
10p ordinary	CFD	Long	4472	4.737946        GBP
10p ordinary	CFD	Long	24993	4.75153436962349        GBP
10p ordinary	CFD	Long	26400	4.77384393939394        GBP
10p ordinary	CFD	Long	3152	4.743        GBP
10p ordinary	CFD	Long	32360	4.729625        GBP
10p ordinary	CFD	Long	1634	4.72        GBP
10p ordinary	CFD	Long	2250	4.717        GBP
10p ordinary	CFD	Long	1466	4.718        GBP
10p ordinary	CFD	Long	701	4.713        GBP
10p ordinary	CFD	Long	91	4.751        GBP
10p ordinary	CFD	Long	1217	4.75        GBP
10p ordinary	CFD	Long	1401	4.753        GBP
10p ordinary	CFD	Long	3120	4.729        GBP
10p ordinary	CFD	Long	584	4.731        GBP
10p ordinary	CFD	Long	534	4.73        GBP
10p ordinary	CFD	Long	11019	4.7515393865142        GBP
10p ordinary	CFD	Long	4491	4.736005        GBP
10p ordinary	CFD	Long	3911	4.74839        GBP
10p ordinary	CFD	Long	5477	4.767139        GBP
10p ordinary	CFD	Long	8	4.749        GBP
10p ordinary	CFD	Long	3654	4.745409        GBP
10p ordinary	CFD	Long	2	4.783        GBP
10p ordinary	CFD	Long	2	4.765        GBP
10p ordinary	CFD	Long	18396	4.74789625        GBP
10p ordinary	CFD	Long	5865	4.746685        GBP
10p ordinary	CFD	Long	3393	4.757757        GBP
10p ordinary	CFD	Long	5446	4.735764        GBP
10p ordinary	CFD	Long	2609	4.68164814        GBP
10p ordinary	CFD	Long	533	4.736004        GBP
10p ordinary	CFD	Long	15322	4.75771        GBP
10p ordinary	CFD	Long	6	4.757        GBP
10p ordinary	CFD	Long	7143	4.76888002239955        GBP
10p ordinary	CFD	Long	109210	4.74257        GBP
10p ordinary	CFD	Long	49345	4.745994        GBP
10p ordinary	CFD	Long	1159	4.709        GBP
10p ordinary	CFD	Short	8000	4.7513469        GBP
10p ordinary	CFD	Short	1700	4.682        GBP
10p ordinary	CFD	Short	1092	4.73599816849817        GBP
10p ordinary	CFD	Short	3008	4.77338763        GBP
10p ordinary	CFD	Short	26300	4.75257984790875        GBP
10p ordinary	CFD	Short	541	4.769        GBP
10p ordinary	CFD	Short	1987	4.76786        GBP
10p ordinary	CFD	Short	32948	4.77338564        GBP
10p ordinary	CFD	Short	64044	4.77338549        GBP
10p ordinary	CFD	Short	17698	4.752526        GBP
10p ordinary	CFD	Short	30067	4.750576        GBP
10p ordinary	CFD	Short	4601	4.74367        GBP
10p ordinary	CFD	Short	1	4.768        GBP
10p ordinary	CFD	Short	1	4.7715        GBP
10p ordinary	CFD	Short	8	4.77897785        GBP
10p ordinary	CFD	Short	277	4.7174717        GBP
10p ordinary	CFD	Short	2675	4.736236        GBP
10p ordinary	CFD	Short	1047	4.764798        GBP
10p ordinary	CFD	Short	861	4.768177        GBP
10p ordinary	CFD	Short	388	4.76208763        GBP
10p ordinary	CFD	Short	177	4.76853107        GBP
10p ordinary	CFD	Short	146	4.77307336        GBP
10p ordinary	CFD	Short	1908	4.74768343815514        GBP
10p ordinary	CFD	Short	1788	4.750303        GBP
10p ordinary	CFD	Short	1890	4.749782        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 February 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END