Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

07 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	06 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1075088	4.81000        GBP	4.70453        GBP
10p ordinary	Sell	898621	4.81099        GBP	4.70400        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	414	4.72        GBP
10p ordinary	CFD	Long	2363	4.726        GBP
10p ordinary	CFD	Long	1699	4.724        GBP
10p ordinary	CFD	Long	1380	4.704        GBP
10p ordinary	CFD	Long	1128	4.72125132978723        GBP
10p ordinary	CFD	Long	9057	4.73845092        GBP
10p ordinary	CFD	Long	34361	4.725        GBP
10p ordinary	CFD	Long	4209	4.73440247        GBP
10p ordinary	CFD	Long	10	4.782        GBP
10p ordinary	CFD	Long	498	4.72124598393574        GBP
10p ordinary	CFD	Long	98544	4.73845054        GBP
10p ordinary	CFD	Long	192399	4.73845062        GBP
10p ordinary	CFD	Long	7577	4.76657        GBP
10p ordinary	CFD	Long	3386	4.75058446        GBP
10p ordinary	CFD	Long	10864	4.7594941        GBP
10p ordinary	CFD	Long	1	4.8085        GBP
10p ordinary	CFD	Long	35247	4.724764        GBP
10p ordinary	CFD	Long	274	4.704781        GBP
10p ordinary	CFD	Long	10318	4.747584        GBP
10p ordinary	CFD	Long	3005	4.7597694        GBP
10p ordinary	CFD	Long	774	4.7290736        GBP
10p ordinary	CFD	Long	1636	4.72494094        GBP
10p ordinary	CFD	Long	1178	4.72900679        GBP
10p ordinary	CFD	Long	9354	4.739643        GBP
10p ordinary	CFD	Long	14205	4.711685        GBP
10p ordinary	CFD	Long	2551	4.721        GBP
10p ordinary	CFD	Short	33567	4.755093        GBP
10p ordinary	CFD	Short	5034	4.760417        GBP
10p ordinary	CFD	Short	1574	4.744        GBP
10p ordinary	CFD	Short	1280	4.7455        GBP
10p ordinary	CFD	Short	1679	4.7465        GBP
10p ordinary	CFD	Short	5843	4.774        GBP
10p ordinary	CFD	Short	3851	4.7495        GBP
10p ordinary	CFD	Short	3956	4.7735        GBP
10p ordinary	CFD	Short	370	4.736784        GBP
10p ordinary	CFD	Short	973	4.7585        GBP
10p ordinary	CFD	Short	2510	4.75        GBP
10p ordinary	CFD	Short	2441	4.754        GBP
10p ordinary	CFD	Short	506	4.751        GBP
10p ordinary	CFD	Short	105050	4.75942        GBP
10p ordinary	CFD	Short	421	4.782        GBP
10p ordinary	CFD	Short	3576	4.778        GBP
10p ordinary	CFD	Short	1000	4.773        GBP
10p ordinary	CFD	Short	2102	4.73        GBP
10p ordinary	CFD	Short	1588	4.736        GBP
10p ordinary	CFD	Short	100	4.746        GBP
10p ordinary	CFD	Short	558	4.7265        GBP
10p ordinary	CFD	Short	80	4.726        GBP
10p ordinary	CFD	Short	2720	4.7255        GBP
10p ordinary	CFD	Short	2102	4.7295        GBP
10p ordinary	CFD	Short	1113	4.7299        GBP
10p ordinary	CFD	Short	50	4.7478        GBP
10p ordinary	CFD	Short	7446	4.74415794        GBP
10p ordinary	CFD	Short	79957	4.798398        GBP
10p ordinary	CFD	Short	100000	4.753091        GBP
10p ordinary	CFD	Short	235339	4.717263        GBP
10p ordinary	CFD	Short	100000	4.771193        GBP
10p ordinary	CFD	Short	70043	4.77169267        GBP
10p ordinary	CFD	Short	60545	4.72499879        GBP
10p ordinary	CFD	Short	37323	4.725        GBP
10p ordinary	CFD	Short	15558	4.74525581694305        GBP
10p ordinary	CFD	Short	9113	4.738153        GBP
10p ordinary	CFD	Short	71800	4.74518913649025        GBP
10p ordinary	CFD	Short	1031	4.7525        GBP
10p ordinary	CFD	Short	1303	4.7545        GBP
10p ordinary	CFD	Short	1408	4.744347        GBP
10p ordinary	CFD	Short	4069	4.753        GBP
10p ordinary	CFD	Short	2521	4.7435        GBP
10p ordinary	CFD	Short	10	4.799        GBP
10p ordinary	CFD	Short	83093	4.74415787        GBP
10p ordinary	CFD	Short	159615	4.74415788        GBP
10p ordinary	CFD	Short	164	4.764        GBP
10p ordinary	CFD	Short	3522	4.73998538        GBP
10p ordinary	CFD	Short	34819	4.7289692        GBP
10p ordinary	CFD	Short	7124	4.754465        GBP
10p ordinary	CFD	Short	2	4.77        GBP
10p ordinary	CFD	Short	13	4.81        GBP
10p ordinary	CFD	Short	983	4.74731802        GBP
10p ordinary	CFD	Short	558	4.72445        GBP
10p ordinary	CFD	Short	582	4.737605        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END