Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

13 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	12 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	764744	4.82148        GBP	4.71592        GBP
10p ordinary	Sell	505842	4.82148        GBP	4.71592        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	3967	4.744        GBP
10p ordinary	CFD	Long	17091	4.744246        GBP
10p ordinary	CFD	Long	985	4.72694416        GBP
10p ordinary	CFD	Long	3225	4.75136682170543        GBP
10p ordinary	CFD	Long	59	4.752034        GBP
10p ordinary	CFD	Long	1406	4.745        GBP
10p ordinary	CFD	Long	573	4.7660034904014        GBP
10p ordinary	CFD	Long	556	4.7610071942446        GBP
10p ordinary	CFD	Long	237	4.732713        GBP
10p ordinary	CFD	Long	734	4.749305        GBP
10p ordinary	CFD	Long	1	4.7435        GBP
10p ordinary	CFD	Long	5734	4.745424        GBP
10p ordinary	CFD	Long	458	4.74679        GBP
10p ordinary	CFD	Long	615	4.747        GBP
10p ordinary	CFD	Long	34079	4.747762        GBP
10p ordinary	CFD	Long	476	4.719685        GBP
10p ordinary	CFD	Long	1793	4.74621802        GBP
10p ordinary	CFD	Long	524	4.739        GBP
10p ordinary	CFD	Long	887	4.74        GBP
10p ordinary	CFD	Long	1449	4.75134989648033        GBP
10p ordinary	CFD	Long	16900	4.75227573964497        GBP
10p ordinary	CFD	Short	3114	4.74347141939627        GBP
10p ordinary	CFD	Short	105	4.7526        GBP
10p ordinary	CFD	Short	20933	4.75566091816749        GBP
10p ordinary	CFD	Short	17809	4.75193        GBP
10p ordinary	CFD	Short	4038	4.748898        GBP
10p ordinary	CFD	Short	10547	4.744516        GBP
10p ordinary	CFD	Short	322	4.758006        GBP
10p ordinary	CFD	Short	326	4.755166        GBP
10p ordinary	CFD	Short	21755	4.744        GBP
10p ordinary	CFD	Short	66219	4.745033        GBP
10p ordinary	CFD	Short	53585	4.744237        GBP
10p ordinary	CFD	Short	522	4.7555063        GBP
10p ordinary	CFD	Short	137	4.748715        GBP
10p ordinary	CFD	Short	331	4.74954834        GBP
10p ordinary	CFD	Short	1	4.75        GBP
10p ordinary	CFD	Short	68809	4.749397        GBP
10p ordinary	CFD	Short	25862	4.7449808        GBP
10p ordinary	CFD	Short	15570	4.74826724        GBP
10p ordinary	CFD	Short	6008	4.75277847        GBP
10p ordinary	CFD	Short	1797	4.7405        GBP
10p ordinary	CFD	Short	1399	4.74345925661187        GBP
10p ordinary	CFD	Short	36347	4.748781        GBP
10p ordinary	CFD	Short	1768	4.758        GBP
10p ordinary	CFD	Short	3980	4.74622781        GBP
10p ordinary	CFD	Short	29270	4.74835667        GBP
10p ordinary	CFD	Short	11188	4.75366209        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END