Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	14 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	382698	4.82500        GBP	4.74687        GBP
10p ordinary	Sell	956964	4.81827        GBP	4.74663        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	126	4.80860317460317        GBP
10p ordinary	CFD	Long	2348	4.778837        GBP
10p ordinary	CFD	Long	1669	4.78854403834632        GBP
10p ordinary	CFD	Long	15740	4.771863        GBP
10p ordinary	CFD	Long	10212	4.78012534273404        GBP
10p ordinary	CFD	Long	1351	4.77099925980755        GBP
10p ordinary	CFD	Long	1237	4.7770412287793        GBP
10p ordinary	CFD	Long	47781	4.767662        GBP
10p ordinary	CFD	Long	12380	4.765        GBP
10p ordinary	CFD	Long	2722	4.766        GBP
10p ordinary	CFD	Long	6933	4.765395        GBP
10p ordinary	CFD	Long	2722	4.7685        GBP
10p ordinary	CFD	Long	1862	4.771        GBP
10p ordinary	CFD	Long	5840	4.769321        GBP
10p ordinary	CFD	Long	1464	4.7705        GBP
10p ordinary	CFD	Long	1000	4.77        GBP
10p ordinary	CFD	Long	252	4.794079        GBP
10p ordinary	CFD	Long	498194	4.78493        GBP
10p ordinary	CFD	Long	56	4.80864285714286        GBP
10p ordinary	CFD	Long	11955	4.77004600585529        GBP
10p ordinary	CFD	Long	60121	4.771006        GBP
10p ordinary	CFD	Long	7652	4.79004025        GBP
10p ordinary	CFD	Long	14645	4.776285        GBP
10p ordinary	CFD	Long	1823	4.7954128        GBP
10p ordinary	CFD	Long	4	4.7715        GBP
10p ordinary	CFD	Long	1330	4.772        GBP
10p ordinary	CFD	Long	7	4.77128571        GBP
10p ordinary	CFD	Long	991	4.80097175        GBP
10p ordinary	CFD	Long	552	4.746757        GBP
10p ordinary	CFD	Long	10857	4.770762        GBP
10p ordinary	CFD	Long	23908	4.774685        GBP
10p ordinary	CFD	Long	4	4.755        GBP
10p ordinary	CFD	Long	8000	4.80710414        GBP
10p ordinary	CFD	Long	1390	4.7738452        GBP
10p ordinary	CFD	Long	3028	4.77472589        GBP
10p ordinary	CFD	Long	729	4.74663923        GBP
10p ordinary	CFD	Long	587	4.77077341        GBP
10p ordinary	CFD	Long	8366	4.776375        GBP
10p ordinary	CFD	Long	63	4.771261        GBP
10p ordinary	CFD	Long	7940	4.79009319899244        GBP
10p ordinary	CFD	Short	11846	4.77083        GBP
10p ordinary	CFD	Short	14169	4.771        GBP
10p ordinary	CFD	Short	1861	4.77146157979581        GBP
10p ordinary	CFD	Short	12837	4.7874        GBP
10p ordinary	CFD	Short	11500	4.77068434782609        GBP
10p ordinary	CFD	Short	2422	4.804        GBP
10p ordinary	CFD	Short	3192	4.802        GBP
10p ordinary	CFD	Short	1364	4.8015        GBP
10p ordinary	CFD	Short	664	4.809        GBP
10p ordinary	CFD	Short	1057	4.815        GBP
10p ordinary	CFD	Short	3959	4.813        GBP
10p ordinary	CFD	Short	3534	4.816        GBP
10p ordinary	CFD	Short	36394	4.793055        GBP
10p ordinary	CFD	Short	638	4.805        GBP
10p ordinary	CFD	Short	406	4.806        GBP
10p ordinary	CFD	Short	2469	4.807667        GBP
10p ordinary	CFD	Short	1008	4.814        GBP
10p ordinary	CFD	Short	7597	4.781306        GBP
10p ordinary	CFD	Short	9132	4.7715778        GBP
10p ordinary	CFD	Short	2069	4.77254664        GBP
10p ordinary	CFD	Short	108	4.8092963        GBP
10p ordinary	CFD	Short	18280	4.771239        GBP
10p ordinary	CFD	Short	2	4.8155        GBP
10p ordinary	CFD	Short	637	4.7766931        GBP
10p ordinary	CFD	Short	1740	4.797891        GBP
10p ordinary	CFD	Short	20715	4.779765        GBP
10p ordinary	CFD	Short	90739	4.77785        GBP
10p ordinary	CFD	Short	2397	4.79497288277013        GBP
10p ordinary	CFD	Short	2020	4.778474        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END