Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

04 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	03 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	747602	4.66000        GBP	4.59879        GBP
10p ordinary	Sell	6492528	4.66000        GBP	4.60099        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	30846	4.629093        GBP
10p ordinary	CFD	Long	2869	4.6032589752527        GBP
10p ordinary	CFD	Long	87	4.63        GBP
10p ordinary	CFD	Long	14414	4.6569195        GBP
10p ordinary	CFD	Long	10409	4.65630127774042        GBP
10p ordinary	CFD	Long	302400	4.6297        GBP
10p ordinary	CFD	Long	5920040	4.631        GBP
10p ordinary	CFD	Long	1289	4.625211        GBP
10p ordinary	CFD	Long	1235	4.60578137651822        GBP
10p ordinary	CFD	Long	881	4.643        GBP
10p ordinary	CFD	Long	3180	4.637325        GBP
10p ordinary	CFD	Long	4061	4.650167        GBP
10p ordinary	CFD	Long	40270	4.6404120011999        GBP
10p ordinary	CFD	Long	873	4.65606586483391        GBP
10p ordinary	CFD	Long	6636	4.63099608197709        GBP
10p ordinary	CFD	Long	10304	4.656767        GBP
10p ordinary	CFD	Long	1963	4.65605476311768        GBP
10p ordinary	CFD	Long	1825	4.62209863013699        GBP
10p ordinary	CFD	Long	1306	4.62070904        GBP
10p ordinary	CFD	Long	14257	4.657        GBP
10p ordinary	CFD	Long	296	4.60368243243243        GBP
10p ordinary	CFD	Long	71	4.6474366        GBP
10p ordinary	CFD	Long	4534	4.649173        GBP
10p ordinary	CFD	Long	116	4.647        GBP
10p ordinary	CFD	Short	3138	4.6262978        GBP
10p ordinary	CFD	Short	1262	4.64370127        GBP
10p ordinary	CFD	Short	66846	4.6569222        GBP
10p ordinary	CFD	Short	333	4.6145        GBP
10p ordinary	CFD	Short	3350	4.6142        GBP
10p ordinary	CFD	Short	413	4.60489467312349        GBP
10p ordinary	CFD	Short	28079	4.64702054916486        GBP
10p ordinary	CFD	Short	16966	4.640807        GBP
10p ordinary	CFD	Short	4640	4.65793103448276        GBP
10p ordinary	CFD	Short	20544	4.657        GBP
10p ordinary	CFD	Short	28842	4.632413        GBP
10p ordinary	CFD	Short	1281	4.59879        GBP
10p ordinary	CFD	Short	122	4.6491803        GBP
10p ordinary	CFD	Short	108	4.629        GBP
10p ordinary	CFD	Short	75586	4.650531        GBP
10p ordinary	CFD	Short	147	4.62401360544218        GBP
10p ordinary	CFD	Short	4820	4.62716390041494        GBP
10p ordinary	CFD	Short	333	4.62831831831832        GBP
10p ordinary	CFD	Short	8584	4.65732642124884        GBP
10p ordinary	CFD	Short	58716	4.65408679065331        GBP
10p ordinary	CFD	Short	18713	4.61241        GBP
10p ordinary	CFD	Short	930	4.60490860215054        GBP
10p ordinary	CFD	Short	34176	4.62094231        GBP
10p ordinary	CFD	Short	252000	4.626701        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	04 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END