Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1639758	5.00401        GBP	4.89000        GBP
10p ordinary	Sell	1612573	5.00401       GBP	4.89000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	592	4.9455        GBP
10p ordinary	CFD	Long	888	4.945        GBP
10p ordinary	CFD	Long	1902	4.979        GBP
10p ordinary	CFD	Long	1758	4.994        GBP
10p ordinary	CFD	Long	1944	4.9665        GBP
10p ordinary	CFD	Long	1155	4.976        GBP
10p ordinary	CFD	Long	648	4.966        GBP
10p ordinary	CFD	Long	615	4.908088        GBP
10p ordinary	CFD	Long	11503	4.958752        GBP
10p ordinary	CFD	Long	4181	4.958751        GBP
10p ordinary	CFD	Long	651	4.966516        GBP
10p ordinary	CFD	Long	763	4.981245        GBP
10p ordinary	CFD	Long	700	4.98464286        GBP
10p ordinary	CFD	Long	636	4.94621069        GBP
10p ordinary	CFD	Long	1030822	4.959        GBP
10p ordinary	CFD	Long	18082	4.9469605        GBP
10p ordinary	CFD	Long	1156	4.960202        GBP
10p ordinary	CFD	Long	53012	4.96771725        GBP
10p ordinary	CFD	Long	424	4.98840094        GBP
10p ordinary	CFD	Long	3700	4.98697297297297        GBP
10p ordinary	CFD	Long	172	4.958302        GBP
10p ordinary	CFD	Long	75367	4.95915765521117        GBP
10p ordinary	CFD	Long	614	4.97317427        GBP
10p ordinary	CFD	Long	238	4.97212718        GBP
10p ordinary	CFD	Long	2887	4.9209092488708        GBP
10p ordinary	CFD	Long	2844	4.93671272554852        GBP
10p ordinary	CFD	Long	10402	4.95967404        GBP
10p ordinary	CFD	Long	24561	4.95498126848988        GBP
10p ordinary	CFD	Long	11989	4.98071457213446        GBP
10p ordinary	CFD	Long	4738	4.9602328        GBP
10p ordinary	CFD	Long	2883	4.95792369098855        GBP
10p ordinary	CFD	Long	45798	4.940618        GBP
10p ordinary	CFD	Long	3048	4.98425525        GBP
10p ordinary	CFD	Long	2003	4.955377        GBP
10p ordinary	CFD	Long	138	4.92362319        GBP
10p ordinary	CFD	Long	5977	4.95893801        GBP
10p ordinary	CFD	Long	57957	4.967237        GBP
10p ordinary	CFD	Long	2910	4.971        GBP
10p ordinary	CFD	Long	1000	4.975        GBP
10p ordinary	CFD	Short	30597	4.9878715        GBP
10p ordinary	CFD	Short	3557	4.97580292083216        GBP
10p ordinary	CFD	Short	26227	4.907213        GBP
10p ordinary	CFD	Short	6349	4.9391668        GBP
10p ordinary	CFD	Short	1153	4.91652212        GBP
10p ordinary	CFD	Short	20182	4.959        GBP
10p ordinary	CFD	Short	1200000	4.9628        GBP
10p ordinary	CFD	Short	15715	5.001        GBP
10p ordinary	CFD	Short	8584	4.96041799        GBP
10p ordinary	CFD	Short	968	4.92836260377066        GBP
10p ordinary	CFD	Short	1636	4.95043581926039        GBP
10p ordinary	CFD	Short	5427	4.93063475628524        GBP
10p ordinary	CFD	Short	1631	4.986458        GBP
10p ordinary	CFD	Short	6676	4.945788        GBP
10p ordinary	CFD	Short	4146	4.95264375301495        GBP
10p ordinary	CFD	Short	9274	4.95264885701962        GBP
10p ordinary	CFD	Short	68185	4.95162938698394        GBP
10p ordinary	CFD	Short	4743	4.93343685393633        GBP
10p ordinary	CFD	Short	88	4.995        GBP
10p ordinary	CFD	Short	13503	4.96011841694438        GBP
10p ordinary	CFD	Short	4000	4.91199        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END