Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

05 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	04 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1732941	5.08202        GBP	5.01777        GBP
10p ordinary	Sell	203079	5.07600        GBP	5.01777        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	422	5.050379        GBP
10p ordinary	CFD	Long	42930	5.06446102975821        GBP
10p ordinary	CFD	Long	15229	5.06793665        GBP
10p ordinary	CFD	Long	2698	5.057517        GBP
10p ordinary	CFD	Long	1877	5.03161961        GBP
10p ordinary	CFD	Long	1479	5.071221        GBP
10p ordinary	CFD	Long	29	5.05811483        GBP
10p ordinary	CFD	Long	446	5.05368741        GBP
10p ordinary	CFD	Long	463	5.04227646025918        GBP
10p ordinary	CFD	Long	32769	5.068        GBP
10p ordinary	CFD	Long	853	5.06150527661196        GBP
10p ordinary	CFD	Long	1556	5.07258869        GBP
10p ordinary	CFD	Long	326	5.06719018404908        GBP
10p ordinary	CFD	Long	308	5.038        GBP
10p ordinary	CFD	Long	17103	5.05542595        GBP
10p ordinary	CFD	Long	6367	5.05364724536831        GBP
10p ordinary	CFD	Long	42	5.02907143        GBP
10p ordinary	CFD	Long	783	5.03806641        GBP
10p ordinary	CFD	Long	52451	5.04916131403329        GBP
10p ordinary	CFD	Short	824393	5.068        GBP
10p ordinary	CFD	Short	994	5.05085714285714        GBP
10p ordinary	CFD	Short	25089	5.05591231462075        GBP
10p ordinary	CFD	Short	1205	5.05        GBP
10p ordinary	CFD	Short	800	5.0336125        GBP
10p ordinary	CFD	Short	7861	5.061113        GBP
10p ordinary	CFD	Short	1173	5.06806335        GBP
10p ordinary	CFD	Short	38171	5.064409        GBP
10p ordinary	CFD	Short	10539	5.068253        GBP
10p ordinary	CFD	Short	6843	5.05171        GBP
10p ordinary	CFD	Short	96	5.07564583333333        GBP
10p ordinary	CFD	Short	85223	5.0690135292116        GBP
10p ordinary	CFD	Short	781	5.06901408450704        GBP
10p ordinary	CFD	Short	34936	5.06418222        GBP
10p ordinary	CFD	Short	2839	5.05537597951039        GBP
10p ordinary	CFD	Short	3951	5.03442166257656        GBP
10p ordinary	CFD	Short	12800	5.06079375        GBP
10p ordinary	CFD	Short	1093	5.07104025552608        GBP
10p ordinary	CFD	Short	8036	5.05269113819313        GBP
10p ordinary	CFD	Short	806	5.06912655334988        GBP
10p ordinary	CFD	Short	24951	5.05230115        GBP
10p ordinary	CFD	Short	49274	5.06821792        GBP
10p ordinary	CFD	Short	26553	5.06189734        GBP
10p ordinary	CFD	Short	22000	5.05804121        GBP
10p ordinary	CFD	Short	20488	5.05005661        GBP
10p ordinary	CFD	Short	24028	5.06721305        GBP
10p ordinary	CFD	Short	19423	5.05811401        GBP
10p ordinary	CFD	Short	88301	5.06768877        GBP
10p ordinary	CFD	Short	18197	5.0588326        GBP
10p ordinary	CFD	Short	15409	5.06167933        GBP
10p ordinary	CFD	Short	427	5.06790235        GBP
10p ordinary	CFD	Short	800	5.062025        GBP
10p ordinary	CFD	Short	284783	5.068117        GBP
10p ordinary	CFD	Short	13788	5.06386205554323        GBP
10p ordinary	CFD	Short	33604	5.06876        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	05 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END