Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

10 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	07 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	958396	5.12800        GBP	5.00713        GBP
10p ordinary	Sell	587661	5.12599        GBP	5.00933        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	9042	5.00950917938509        GBP
10p ordinary	CFD	Long	6732	5.08028327        GBP
10p ordinary	CFD	Long	67970	5.03947544897587        GBP
10p ordinary	CFD	Long	69374	5.01        GBP
10p ordinary	CFD	Long	8727	5.0223292082789        GBP
10p ordinary	CFD	Long	20674	5.08661478136016        GBP
10p ordinary	CFD	Long	6234	5.085098        GBP
10p ordinary	CFD	Long	195	5.00935385        GBP
10p ordinary	CFD	Long	9373	5.0170364        GBP
10p ordinary	CFD	Long	454	5.04793        GBP
10p ordinary	CFD	Long	36056	5.009749        GBP
10p ordinary	CFD	Long	15595	5.094826        GBP
10p ordinary	CFD	Long	4157	5.00950926148665        GBP
10p ordinary	CFD	Long	40025	5.02942648653317        GBP
10p ordinary	CFD	Long	172	5.040424        GBP
10p ordinary	CFD	Long	1798	5.041863        GBP
10p ordinary	CFD	Long	227	5.09489935        GBP
10p ordinary	CFD	Long	76	5.038        GBP
10p ordinary	CFD	Long	6	5.02        GBP
10p ordinary	CFD	Long	5934	5.05821123        GBP
10p ordinary	CFD	Long	641	5.047012        GBP
10p ordinary	CFD	Long	4688	5.06140571710751        GBP
10p ordinary	CFD	Long	687	5.08946142649199        GBP
10p ordinary	CFD	Long	18278	5.0379544        GBP
10p ordinary	CFD	Long	15067	5.02567637901042        GBP
10p ordinary	CFD	Short	324000	5.121071        GBP
10p ordinary	CFD	Short	59536	5.068317        GBP
10p ordinary	CFD	Short	44964	5.06255538        GBP
10p ordinary	CFD	Short	71721	5.0939        GBP
10p ordinary	CFD	Short	5883	5.01000679993201        GBP
10p ordinary	CFD	Short	11513	5.007135        GBP
10p ordinary	CFD	Short	9606	5.0081        GBP
10p ordinary	CFD	Short	16810	5.0101        GBP
10p ordinary	CFD	Short	5527	5.05195042551475        GBP
10p ordinary	CFD	Short	1260	5.072        GBP
10p ordinary	CFD	Short	10425	5.07998177458034        GBP
10p ordinary	CFD	Short	2175	5.01034942528736        GBP
10p ordinary	CFD	Short	16763	5.01        GBP
10p ordinary	CFD	Short	6111	5.01006262        GBP
10p ordinary	CFD	Short	1629	5.060074        GBP
10p ordinary	CFD	Short	270	5.10837037        GBP
10p ordinary	CFD	Short	3241	5.01000023        GBP
10p ordinary	CFD	Short	1360	5.05132205938235        GBP
10p ordinary	CFD	Short	48527	5.01035073258186        GBP
10p ordinary	CFD	Short	38873	5.06473156175237        GBP
10p ordinary	CFD	Short	17	5.07541176470588        GBP
10p ordinary	CFD	Short	3943	5.02670606137459        GBP
10p ordinary	CFD	Short	1466	5.02590177        GBP
10p ordinary	CFD	Short	4828	5.0932916303604        GBP
10p ordinary	CFD	Short	1690	5.04883251        GBP
10p ordinary	CFD	Short	8333	5.059        GBP
10p ordinary	CFD	Short	3715	5.072107        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END