Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

13 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	12 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	816752	5.11000        GBP	4.95100        GBP
10p ordinary	Sell	1036260	5.11000        GBP	4.95100        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1953	5.07463498        GBP
10p ordinary	CFD	Long	1881	5.03045189        GBP
10p ordinary	CFD	Long	6153	5.097746        GBP
10p ordinary	CFD	Long	18306	5.024872        GBP
10p ordinary	CFD	Long	662	5.074        GBP
10p ordinary	CFD	Long	1074	5.072        GBP
10p ordinary	CFD	Long	820	5.069        GBP
10p ordinary	CFD	Long	3269	5.05656133374121        GBP
10p ordinary	CFD	Long	16204	5.096980375216        GBP
10p ordinary	CFD	Long	121	5.108        GBP
10p ordinary	CFD	Long	1037	5.06093971929605        GBP
10p ordinary	CFD	Long	335	5.10385970149254        GBP
10p ordinary	CFD	Long	88500	5.098        GBP
10p ordinary	CFD	Long	590	4.96186991267797        GBP
10p ordinary	CFD	Long	287	4.99572474        GBP
10p ordinary	CFD	Long	7305	5.08200602        GBP
10p ordinary	CFD	Long	10239	5.06301259883582        GBP
10p ordinary	CFD	Long	6507	5.07626310026587        GBP
10p ordinary	CFD	Long	23089	5.050636        GBP
10p ordinary	CFD	Long	8292	5.0491        GBP
10p ordinary	CFD	Long	302400	5.101937        GBP
10p ordinary	CFD	Long	72000	5.08521        GBP
10p ordinary	CFD	Long	3105	5.09398712        GBP
10p ordinary	CFD	Long	127	5.101154        GBP
10p ordinary	CFD	Long	5229	5.07505068        GBP
10p ordinary	CFD	Long	11715	5.09773265        GBP
10p ordinary	CFD	Long	45832	5.096846        GBP
10p ordinary	CFD	Long	15326	5.00428767945648        GBP
10p ordinary	CFD	Long	7044	5.01058006758802        GBP
10p ordinary	CFD	Long	15034	5.0916392179726        GBP
10p ordinary	CFD	Long	1611	5.02847331        GBP
10p ordinary	CFD	Long	7074	5.05654269154651        GBP
10p ordinary	CFD	Long	39255	5.097898        GBP
10p ordinary	CFD	Long	6750	5.094855        GBP
10p ordinary	CFD	Long	12967	5.097628        GBP
10p ordinary	CFD	Long	6822	5.099612        GBP
10p ordinary	CFD	Long	19591	4.96578049        GBP
10p ordinary	CFD	Long	445	5.09809        GBP
10p ordinary	CFD	Short	686	5.02786297        GBP
10p ordinary	CFD	Short	11396	5.07052562009214        GBP
10p ordinary	CFD	Short	196	4.97545662959184        GBP
10p ordinary	CFD	Short	31219	5.06488356633428        GBP
10p ordinary	CFD	Short	3800	4.96055        GBP
10p ordinary	CFD	Short	5096	5.098        GBP
10p ordinary	CFD	Short	3601	4.981261        GBP
10p ordinary	CFD	Short	38563	5.098255        GBP
10p ordinary	CFD	Short	39651	5.049734        GBP
10p ordinary	CFD	Short	161	4.974        GBP
10p ordinary	CFD	Short	158	4.993        GBP
10p ordinary	CFD	Short	196	4.987        GBP
10p ordinary	CFD	Short	2012	4.984        GBP
10p ordinary	CFD	Short	8360	5.06587100289952        GBP
10p ordinary	CFD	Short	10372	5.08979646711724        GBP
10p ordinary	CFD	Short	64	5.09796845        GBP
10p ordinary	CFD	Short	1588	4.97937972        GBP
10p ordinary	CFD	Short	691	5.035253        GBP
10p ordinary	CFD	Short	643	5.043583        GBP
10p ordinary	CFD	Short	72000	5.057032        GBP
10p ordinary	CFD	Short	121	5.108        GBP
10p ordinary	CFD	Short	200000	5.0572        GBP
10p ordinary	CFD	Short	146831	5.0634        GBP
10p ordinary	CFD	Short	1787	5.09876888640179        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	13 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END