Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

27 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	26 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2282823	4.774682 GBP	4.687001 GBP
10p ordinary	Sell	1419016	4.771925  GBP	4.687001 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1868	4.75164347        GBP
10p ordinary	CFD	Long	1417	4.71330462        GBP
10p ordinary	CFD	Long	2270	4.71719824        GBP
10p ordinary	CFD	Long	4918	4.73083513        GBP
10p ordinary	CFD	Long	1439	4.758909        GBP
10p ordinary	CFD	Long	5900	4.71531694915254        GBP
10p ordinary	CFD	Long	11920	4.7230445983        GBP
10p ordinary	CFD	Long	10230	4.71711682        GBP
10p ordinary	CFD	Long	31	4.737        GBP
10p ordinary	CFD	Long	483188	4.75167406889244        GBP
10p ordinary	CFD	Long	110031	4.720041        GBP
10p ordinary	CFD	Long	173162	4.74007755743177        GBP
10p ordinary	CFD	Long	1477	4.72545485        GBP
10p ordinary	CFD	Long	7113	4.71213984        GBP
10p ordinary	CFD	Long	55920	4.77064556509299        GBP
10p ordinary	CFD	Long	27858	4.7217778        GBP
10p ordinary	CFD	Long	285	4.718316        GBP
10p ordinary	CFD	Long	264	4.73025947083333        GBP
10p ordinary	CFD	Long	8645	4.7174115067727        GBP
10p ordinary	CFD	Long	3345	4.71672832        GBP
10p ordinary	CFD	Long	10635	4.70521739751951        GBP
10p ordinary	CFD	Long	800	4.7756625        GBP
10p ordinary	CFD	Long	1201	4.72365985819317        GBP
10p ordinary	CFD	Long	4014	4.70802105        GBP
10p ordinary	CFD	Long	3460	4.709634        GBP
10p ordinary	CFD	Long	20017	4.718        GBP
10p ordinary	CFD	Long	10863	4.7252830694357        GBP
10p ordinary	CFD	Long	7856	4.72144933515911        GBP
10p ordinary	CFD	Long	830	4.717        GBP
10p ordinary	CFD	Long	26	4.7175        GBP
10p ordinary	CFD	Long	1216	4.716958        GBP
10p ordinary	CFD	Long	2248	4.76605872        GBP
10p ordinary	CFD	Long	1610	4.71723602349068        GBP
10p ordinary	CFD	Long	3308	4.71112159279323        GBP
10p ordinary	CFD	Long	2678	4.70515347        GBP
10p ordinary	CFD	Short	15970	4.718236        GBP
10p ordinary	CFD	Short	2193	4.7435        GBP
10p ordinary	CFD	Short	9422	4.71512545343027        GBP
10p ordinary	CFD	Short	43461	4.718        GBP
10p ordinary	CFD	Short	26087	4.70746305        GBP
10p ordinary	CFD	Short	694	4.7625        GBP
10p ordinary	CFD	Short	195311	4.707986        GBP
10p ordinary	CFD	Short	8765	4.71755721        GBP
10p ordinary	CFD	Short	361	4.727        GBP
10p ordinary	CFD	Short	465	4.70852258270968        GBP
10p ordinary	CFD	Short	216000	4.744512        GBP
10p ordinary	CFD	Short	70	4.722514        GBP
10p ordinary	CFD	Short	802	4.71235037406484        GBP
10p ordinary	CFD	Short	72679	4.71844159673633        GBP
10p ordinary	CFD	Short	496800	4.7183        GBP
10p ordinary	CFD	Short	165062	4.762856        GBP
10p ordinary	CFD	Short	360000	4.7688        GBP
10p ordinary	CFD	Short	183	4.767        GBP
10p ordinary	CFD	Short	442	4.70190158        GBP
10p ordinary	CFD	Short	45975	4.722099        GBP
10p ordinary	CFD	Short	1715	4.774683        GBP
10p ordinary	CFD	Short	4335	4.731552        GBP
10p ordinary	CFD	Short	159975	4.71267089        GBP
10p ordinary	CFD	Short	26	4.7175        GBP
10p ordinary	CFD	Short	171	4.722439        GBP
10p ordinary	CFD	Short	8237	4.7513996619121        GBP
10p ordinary	CFD	Short	694	4.763        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	27 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END