Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

17 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	16 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	587875	3.06800  GBP	1.81000 GBP
10p ordinary	Sell	473970	3.06800 GBP	1.81228 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	145	4.956        GBP
10p ordinary	CFD	Long	3403	4.967847        GBP
10p ordinary	CFD	Long	28203	4.98820806851363        GBP
10p ordinary	CFD	Long	1901	4.980435        GBP
10p ordinary	CFD	Long	10151	4.97548434        GBP
10p ordinary	CFD	Long	4527	4.99205213165452        GBP
10p ordinary	CFD	Long	9400	4.98965638297872        GBP
10p ordinary	CFD	Long	2700	4.96643703703704        GBP
10p ordinary	CFD	Long	71322	4.993        GBP
10p ordinary	CFD	Long	469	5.0        GBP
10p ordinary	CFD	Long	1849	4.982368        GBP
10p ordinary	CFD	Long	180000	4.9777        GBP
10p ordinary	CFD	Long	8703	4.992751        GBP
10p ordinary	CFD	Long	345	4.99205797101449        GBP
10p ordinary	CFD	Long	14896	4.9870234        GBP
10p ordinary	CFD	Long	13679	5.00192997        GBP
10p ordinary	CFD	Long	314	4.99293759        GBP
10p ordinary	CFD	Long	50	4.9296        GBP
10p ordinary	CFD	Long	10149	4.99416169        GBP
10p ordinary	CFD	Long	10004	4.990181        GBP
10p ordinary	CFD	Long	13451	4.98725867997101        GBP
10p ordinary	CFD	Long	4679	4.97301122        GBP
10p ordinary	CFD	Long	13056	4.99162251058747        GBP
10p ordinary	CFD	Long	13856	4.97128651873701        GBP
10p ordinary	CFD	Long	4520	4.99205088495575        GBP
10p ordinary	CFD	Long	445	4.9851851338427        GBP
10p ordinary	CFD	Short	2121	4.993        GBP
10p ordinary	CFD	Short	32	4.9614375        GBP
10p ordinary	CFD	Short	10071	4.98517625181015        GBP
10p ordinary	CFD	Short	116979	4.99213119227169        GBP
10p ordinary	CFD	Short	73	4.99306241        GBP
10p ordinary	CFD	Short	11639	4.9860976        GBP
10p ordinary	CFD	Short	4894	4.974        GBP
10p ordinary	CFD	Short	829	4.973        GBP
10p ordinary	CFD	Short	32459	4.972967        GBP
10p ordinary	CFD	Short	1074	4.97        GBP
10p ordinary	CFD	Short	15	4.9618        GBP
10p ordinary	CFD	Short	494	4.983955        GBP
10p ordinary	CFD	Short	1580	4.98800759392405        GBP
10p ordinary	CFD	Short	4782	4.98286606069218        GBP
10p ordinary	CFD	Short	2683	4.98135240653746        GBP
10p ordinary	CFD	Short	1040	4.98175529        GBP
10p ordinary	CFD	Short	38814	4.98110576097568        GBP
10p ordinary	CFD	Short	8747	4.99221115560764        GBP
10p ordinary	CFD	Short	68782	4.99338626        GBP
10p ordinary	CFD	Short	4809	4.98321955        GBP
10p ordinary	CFD	Short	14000	4.98022173        GBP
10p ordinary	CFD	Short	13945	4.98044699        GBP
10p ordinary	CFD	Short	10993	4.98208354        GBP
10p ordinary	CFD	Short	10528	4.98341639        GBP
10p ordinary	CFD	Short	8606	4.98718134        GBP
10p ordinary	CFD	Short	8439	4.98957604        GBP
10p ordinary	CFD	Short	24028	4.98900697        GBP
10p ordinary	CFD	Short	2918	4.993249        GBP
10p ordinary	CFD	Short	1660	4.984455        GBP
10p ordinary	CFD	Short	1233	4.98614        GBP
10p ordinary	CFD	Short	1131	4.993095        GBP
10p ordinary	CFD	Short	872	4.983209        GBP
10p ordinary	CFD	Short	838	4.980078        GBP
10p ordinary	CFD	Short	189	4.992567        GBP
10p ordinary	CFD	Short	89	4.973699        GBP
10p ordinary	CFD	Short	57	4.980564        GBP
10p ordinary	CFD	Short	56	4.990158        GBP
10p ordinary	CFD	Short	45	4.96792815555556        GBP
10p ordinary	CFD	Short	28	4.985141        GBP
10p ordinary	CFD	Short	20	4.992499        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END