Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

22 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	19 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	450058	5.00194 GBP	4.92601  GBP
10p ordinary	Sell	339936	5.00194 GBP	4.93057 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	72783	4.964        GBP
10p ordinary	CFD	Long	6282	4.96940269        GBP
10p ordinary	CFD	Long	6041	4.96385499420957        GBP
10p ordinary	CFD	Long	5431	4.96202744        GBP
10p ordinary	CFD	Long	89	4.96276897        GBP
10p ordinary	CFD	Long	779	4.99300834403081        GBP
10p ordinary	CFD	Long	8466	4.94847        GBP
10p ordinary	CFD	Long	197	4.937        GBP
10p ordinary	CFD	Long	4014	4.96393795        GBP
10p ordinary	CFD	Long	5888	4.96157269        GBP
10p ordinary	CFD	Long	147	4.95962245        GBP
10p ordinary	CFD	Long	13819	4.95693        GBP
10p ordinary	CFD	Long	5007	4.95193829        GBP
10p ordinary	CFD	Long	30853	4.95229617973228        GBP
10p ordinary	CFD	Long	4966	4.94576319020942        GBP
10p ordinary	CFD	Long	7609	4.94541227093968        GBP
10p ordinary	CFD	Long	1604	4.99300623441397        GBP
10p ordinary	CFD	Long	135501	4.965        GBP
10p ordinary	CFD	Long	5793	4.98600734        GBP
10p ordinary	CFD	Long	8273	4.963752        GBP
10p ordinary	CFD	Short	37546	4.94940700383636        GBP
10p ordinary	CFD	Short	741	4.973842        GBP
10p ordinary	CFD	Short	258	4.926        GBP
10p ordinary	CFD	Short	11927	4.95014919987843        GBP
10p ordinary	CFD	Short	20000	4.9799085        GBP
10p ordinary	CFD	Short	6366	4.964        GBP
10p ordinary	CFD	Short	11915	4.94564443        GBP
10p ordinary	CFD	Short	23574	4.95539425        GBP
10p ordinary	CFD	Short	17260	4.95966968        GBP
10p ordinary	CFD	Short	26345	4.94764088324767        GBP
10p ordinary	CFD	Short	3522	4.9485801800937        GBP
10p ordinary	CFD	Short	438	4.956        GBP
10p ordinary	CFD	Short	20176	4.96325921        GBP
10p ordinary	CFD	Short	654	4.94758742        GBP
10p ordinary	CFD	Short	834	4.953608        GBP
10p ordinary	CFD	Short	647	4.94835394275116        GBP
10p ordinary	CFD	Short	159	4.964151        GBP
10p ordinary	CFD	Short	6244	4.95445532098334        GBP
10p ordinary	CFD	Short	239	4.964485        GBP
10p ordinary	CFD	Short	8895	4.96474423833614        GBP
10p ordinary	CFD	Short	3100	4.96612580645161        GBP
10p ordinary	CFD	Short	342	4.964208        GBP
10p ordinary	CFD	Short	5262	4.937719        GBP
10p ordinary	CFD	Short	5956	4.944928        GBP
10p ordinary	CFD	Short	10163	4.957886        GBP
10p ordinary	CFD	Short	10408	4.955051        GBP
10p ordinary	CFD	Short	18957	4.95741        GBP
10p ordinary	CFD	Short	12845	4.94471163        GBP
10p ordinary	CFD	Short	1248	4.95427386935096        GBP
10p ordinary	CFD	Short	60000	4.9607        GBP
10p ordinary	CFD	Short	8101	4.9500182655561        GBP
10p ordinary	CFD	Short	210	4.947238        GBP
10p ordinary	CFD	Short	2252	4.96425        GBP
10p ordinary	CFD	Short	4979	4.95582807925487        GBP
10p ordinary	CFD	Short	14231	4.94403475        GBP
10p ordinary	CFD	Short	11322	4.94911766        GBP
10p ordinary	CFD	Short	60047	4.96091626893184        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	22 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END