Form 8.5 (EPT/NON-RI) - Barratt Development

UBS AG (EPT)

06 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	05 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	2173860	5.14028        GBP	5.03000        GBP
10p ordinary	Sell	790766	5.14028        GBP	5.03000        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	486873	5.08        GBP
10p ordinary	CFD	Long	3722	5.06853627        GBP
10p ordinary	CFD	Long	630	5.09222222222222        GBP
10p ordinary	CFD	Long	6444	5.07750434846524        GBP
10p ordinary	CFD	Long	308	5.08357792        GBP
10p ordinary	CFD	Long	341	5.06895601173021        GBP
10p ordinary	CFD	Long	5341	5.079745        GBP
10p ordinary	CFD	Long	527	5.1014898        GBP
10p ordinary	CFD	Long	2367	5.138        GBP
10p ordinary	CFD	Long	225	5.062        GBP
10p ordinary	CFD	Long	885	5.068        GBP
10p ordinary	CFD	Long	116462	5.077625        GBP
10p ordinary	CFD	Long	2418	5.071394        GBP
10p ordinary	CFD	Long	215	5.09762791        GBP
10p ordinary	CFD	Long	906	5.09435879        GBP
10p ordinary	CFD	Long	3890	5.07205398        GBP
10p ordinary	CFD	Long	24411	5.075118        GBP
10p ordinary	CFD	Long	112	5.087625        GBP
10p ordinary	CFD	Long	21	5.069        GBP
10p ordinary	CFD	Long	4384	5.06804881135493        GBP
10p ordinary	CFD	Long	4898	5.07305879763169        GBP
10p ordinary	CFD	Long	908	5.06753744947137        GBP
10p ordinary	CFD	Long	5558	5.07997229219144        GBP
10p ordinary	CFD	Long	717	5.0788675        GBP
10p ordinary	CFD	Long	778	5.06916452442159        GBP
10p ordinary	CFD	Long	30284	5.07813313        GBP
10p ordinary	CFD	Short	71056	5.07858830379588        GBP
10p ordinary	CFD	Short	322	5.0704        GBP
10p ordinary	CFD	Short	10346	5.07711772665765        GBP
10p ordinary	CFD	Short	13945	5.10330942990319        GBP
10p ordinary	CFD	Short	680	5.0800635        GBP
10p ordinary	CFD	Short	29909	5.10688956501388        GBP
10p ordinary	CFD	Short	2096	5.05207538        GBP
10p ordinary	CFD	Short	18781	5.08031687        GBP
10p ordinary	CFD	Short	11905	5.08        GBP
10p ordinary	CFD	Short	19989	5.0999156        GBP
10p ordinary	CFD	Short	1207	5.07123180888152        GBP
10p ordinary	CFD	Short	878	5.07780182232346        GBP
10p ordinary	CFD	Short	16204	5.08101579856825        GBP
10p ordinary	CFD	Short	45000	5.081524        GBP
10p ordinary	CFD	Short	168	5.098274        GBP
10p ordinary	CFD	Short	92492	5.07973234399029        GBP
10p ordinary	CFD	Short	967	5.08967839        GBP
10p ordinary	CFD	Short	5227	5.080254        GBP
10p ordinary	CFD	Short	1011	5.10096728        GBP
10p ordinary	CFD	Short	16187	5.06682300441774        GBP
10p ordinary	CFD	Short	9236	5.08771762573843        GBP
10p ordinary	CFD	Short	142	5.07387323943662        GBP
10p ordinary	CFD	Short	154151	5.0677967        GBP
10p ordinary	CFD	Short	18843	5.09901654        GBP
10p ordinary	CFD	Short	4253	5.08076181518928        GBP
10p ordinary	CFD	Short	1450373	5.0691        GBP
10p ordinary	CFD	Short	49410	5.0807619914997        GBP
10p ordinary	CFD	Short	239	5.06715087292887        GBP
10p ordinary	CFD	Short	44173	5.07999992        GBP
10p ordinary	CFD	Short	17824	5.08019128        GBP
10p ordinary	CFD	Short	63	5.05723809571429        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	06 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END