Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	14 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1041389	5.49227        GBP	5.34755        GBP
10p ordinary	Sell	709291	5.49208        GBP	5.34755        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5600	5.41208214285714        GBP
10p ordinary	CFD	Long	2830	5.49117667844523        GBP
10p ordinary	CFD	Long	61	5.43555678836066        GBP
10p ordinary	CFD	Long	1452	5.42536501590909        GBP
10p ordinary	CFD	Long	362	5.408        GBP
10p ordinary	CFD	Long	176154	5.492        GBP
10p ordinary	CFD	Long	46	5.426        GBP
10p ordinary	CFD	Long	2916	5.491725        GBP
10p ordinary	CFD	Long	14	5.442        GBP
10p ordinary	CFD	Long	5522	5.49090003621876        GBP
10p ordinary	CFD	Long	44	5.35545454        GBP
10p ordinary	CFD	Long	1645	5.375378        GBP
10p ordinary	CFD	Long	7778	5.40120468        GBP
10p ordinary	CFD	Long	8151	5.457692        GBP
10p ordinary	CFD	Long	4147	5.48364555        GBP
10p ordinary	CFD	Long	260	5.41721923        GBP
10p ordinary	CFD	Long	5882	5.40646276710643        GBP
10p ordinary	CFD	Long	191	5.41593193        GBP
10p ordinary	CFD	Long	100531	5.4848054531641        GBP
10p ordinary	CFD	Long	645	5.4234015503876        GBP
10p ordinary	CFD	Short	201403	5.402265        GBP
10p ordinary	CFD	Short	897	5.41117056856187        GBP
10p ordinary	CFD	Short	12611	5.42444207296011        GBP
10p ordinary	CFD	Short	8029	5.41694607        GBP
10p ordinary	CFD	Short	9907	5.42446633813869        GBP
10p ordinary	CFD	Short	27861	5.41188413583647        GBP
10p ordinary	CFD	Short	173786	5.492        GBP
10p ordinary	CFD	Short	6855	5.402531        GBP
10p ordinary	CFD	Short	49	5.37408163        GBP
10p ordinary	CFD	Short	88086	5.419549        GBP
10p ordinary	CFD	Short	432	5.41118055555556        GBP
10p ordinary	CFD	Short	10475	5.46787150234654        GBP
10p ordinary	CFD	Short	151	5.45130315231788        GBP
10p ordinary	CFD	Short	1786	5.40474132466405        GBP
10p ordinary	CFD	Short	10925	5.42326736936751        GBP
10p ordinary	CFD	Short	8603	5.42573149        GBP
10p ordinary	CFD	Short	15306	5.474213        GBP
10p ordinary	CFD	Short	8831	5.43040879        GBP
10p ordinary	CFD	Short	3188	5.40057064        GBP
10p ordinary	CFD	Short	10051	5.4364        GBP
10p ordinary	CFD	Short	6277	5.492275        GBP
10p ordinary	CFD	Short	2687	5.46464012139933        GBP
10p ordinary	CFD	Short	742	5.394        GBP
10p ordinary	CFD	Short	38738	5.441667        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END