Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

17 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	14 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	902979	5.00197        GBP	4.86398        GBP
10p ordinary	Sell	789730	5.00197 GBP	4.86398        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	829	4.969        GBP
10p ordinary	CFD	Long	213	4.918        GBP
10p ordinary	CFD	Long	479	4.911        GBP
10p ordinary	CFD	Long	1433	4.924        GBP
10p ordinary	CFD	Long	29124	4.943707        GBP
10p ordinary	CFD	Long	1323	4.967        GBP
10p ordinary	CFD	Long	1976	4.888755        GBP
10p ordinary	CFD	Long	6208	4.91505799580058        GBP
10p ordinary	CFD	Long	8444	4.90016485170535        GBP
10p ordinary	CFD	Long	4159	4.9044673        GBP
10p ordinary	CFD	Long	224	4.9125        GBP
10p ordinary	CFD	Long	744	4.91510609290323        GBP
10p ordinary	CFD	Long	149	4.90641610644295        GBP
10p ordinary	CFD	Long	3000	4.90290333333333        GBP
10p ordinary	CFD	Long	3205	4.89982957        GBP
10p ordinary	CFD	Long	1723	4.90177492        GBP
10p ordinary	CFD	Long	17805	4.90452976        GBP
10p ordinary	CFD	Long	3651	4.916488        GBP
10p ordinary	CFD	Long	1104	4.9075        GBP
10p ordinary	CFD	Long	494	4.91465789        GBP
10p ordinary	CFD	Long	338400	4.93617        GBP
10p ordinary	CFD	Long	969	4.89847162148607        GBP
10p ordinary	CFD	Long	2328	4.90411115        GBP
10p ordinary	CFD	Long	47000	4.909668        GBP
10p ordinary	CFD	Long	1458	4.899263        GBP
10p ordinary	CFD	Long	150000	4.947851        GBP
10p ordinary	CFD	Long	45627	4.89514547162294        GBP
10p ordinary	CFD	Long	7133	4.9504332        GBP
10p ordinary	CFD	Long	12485	4.89761807        GBP
10p ordinary	CFD	Long	9016	4.89516238        GBP
10p ordinary	CFD	Long	20392	4.889        GBP
10p ordinary	CFD	Long	1903	4.9715        GBP
10p ordinary	CFD	Short	18036	4.8964985858727        GBP
10p ordinary	CFD	Short	11930	4.91501207178458        GBP
10p ordinary	CFD	Short	3638	4.91545767007147        GBP
10p ordinary	CFD	Short	7887	4.90628261        GBP
10p ordinary	CFD	Short	57161	4.891534        GBP
10p ordinary	CFD	Short	1583	4.889        GBP
10p ordinary	CFD	Short	400	4.936        GBP
10p ordinary	CFD	Short	13755	4.937967        GBP
10p ordinary	CFD	Short	3021	4.976        GBP
10p ordinary	CFD	Short	40250	4.889244        GBP
10p ordinary	CFD	Short	2901	4.8978303021303        GBP
10p ordinary	CFD	Short	37802	4.88932924540527        GBP
10p ordinary	CFD	Short	8533	4.89873748716044        GBP
10p ordinary	CFD	Short	8796	4.89869759        GBP
10p ordinary	CFD	Short	65048	4.90477776        GBP
10p ordinary	CFD	Short	11203	4.95067183        GBP
10p ordinary	CFD	Short	515	4.912238        GBP
10p ordinary	CFD	Short	4470	4.89934711981208        GBP
10p ordinary	CFD	Short	224	4.9125        GBP
10p ordinary	CFD	Short	11583	4.92293663        GBP
10p ordinary	CFD	Short	432000	4.9703        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	17 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END