Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

26 June 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	25 June 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	812654	4.749 GBP	4.703 GBP
10p ordinary	Sell	868762	4. 750 GBP	4.703 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	17000	4.7261        GBP
10p ordinary	CFD	Long	985	4.718569        GBP
10p ordinary	CFD	Long	4995	4.749        GBP
10p ordinary	CFD	Long	2466	4.727382        GBP
10p ordinary	CFD	Long	12210	4.73622137225635        GBP
10p ordinary	CFD	Long	105	4.72300952        GBP
10p ordinary	CFD	Long	71402	4.730342        GBP
10p ordinary	CFD	Long	70610	4.746        GBP
10p ordinary	CFD	Long	7746	4.733412        GBP
10p ordinary	CFD	Long	75000	4.73807813333333        GBP
10p ordinary	CFD	Long	6218	4.73204108        GBP
10p ordinary	CFD	Long	25105	4.72731391        GBP
10p ordinary	CFD	Long	1261	4.71125574956384        GBP
10p ordinary	CFD	Long	61468	4.74530506        GBP
10p ordinary	CFD	Long	79472	4.73511299        GBP
10p ordinary	CFD	Long	155	4.715543        GBP
10p ordinary	CFD	Long	2122	4.73438812        GBP
10p ordinary	CFD	Long	26219	4.73450835309432        GBP
10p ordinary	CFD	Long	9050	4.729035        GBP
10p ordinary	CFD	Long	7340	4.715808        GBP
10p ordinary	CFD	Long	14277	4.72599047        GBP
10p ordinary	CFD	Long	24731	4.72702571756419        GBP
10p ordinary	CFD	Long	4457	4.73815        GBP
10p ordinary	CFD	Long	5774	4.72818081        GBP
10p ordinary	CFD	Long	2380	4.716409        GBP
10p ordinary	CFD	Long	8055	4.74593073        GBP
10p ordinary	CFD	Long	2104	4.72943        GBP
10p ordinary	CFD	Long	4888	4.72492717102905        GBP
10p ordinary	CFD	Long	3	4.717        GBP
10p ordinary	CFD	Long	1470	4.71026565        GBP
10p ordinary	CFD	Long	4652	4.71545430911436        GBP
10p ordinary	CFD	Long	12643	4.73455414147987        GBP
10p ordinary	CFD	Long	4216	4.715982        GBP
10p ordinary	CFD	Long	160765	4.73995185519236        GBP
10p ordinary	CFD	Long	330	4.742        GBP
10p ordinary	CFD	Long	921	4.73        GBP
10p ordinary	CFD	Long	15105	4.73290088        GBP
10p ordinary	CFD	Long	2	4.7175        GBP
10p ordinary	CFD	Long	2266	4.72790109        GBP
10p ordinary	CFD	Short	102978	4.731336        GBP
10p ordinary	CFD	Short	2370	4.72079346        GBP
10p ordinary	CFD	Short	60042	4.71777084        GBP
10p ordinary	CFD	Short	99	4.72117676969697        GBP
10p ordinary	CFD	Short	1379	4.7464496        GBP
10p ordinary	CFD	Short	386	4.72195855        GBP
10p ordinary	CFD	Short	643	4.739        GBP
10p ordinary	CFD	Short	100670	4.744401        GBP
10p ordinary	CFD	Short	205	4.74        GBP
10p ordinary	CFD	Short	2158	4.72672428        GBP
10p ordinary	CFD	Short	427	4.750234        GBP
10p ordinary	CFD	Short	885	4.746237        GBP
10p ordinary	CFD	Short	216000	4.744512        GBP
10p ordinary	CFD	Short	116734	4.74350001        GBP
10p ordinary	CFD	Short	2147	4.71810014        GBP
10p ordinary	CFD	Short	4202	4.7364        GBP
10p ordinary	CFD	Short	7183	4.732886        GBP
10p ordinary	CFD	Short	116	4.74129        GBP
10p ordinary	CFD	Short	59485	4.746        GBP
10p ordinary	CFD	Short	3594	4.72846229642738        GBP
10p ordinary	CFD	Short	7800	4.73829743589744        GBP
10p ordinary	CFD	Short	944	4.733178        GBP
10p ordinary	CFD	Short	2069	4.72831521922185        GBP
10p ordinary	CFD	Short	210	4.73518333333333        GBP
10p ordinary	CFD	Short	7551	4.746238        GBP
10p ordinary	CFD	Short	47	4.74155319        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
10p ordinary	Call	Purchasing	12169	5.463        GBP	European	23 July 2024	0.0237        GBP
10p ordinary	Call	Purchasing	12169	5.463        GBP	European	23 July 2024	0.0237        GBP
10p ordinary	Call	Selling	12169	5.463        GBP	European	23 July 2024	0.0237        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	26 June 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END