Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

09 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	458798	5.07700  GBP	5.01906  GBP
10p ordinary	Sell	386513	5.08207  GBP	4.82211 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	5567	5.03230645        GBP
10p ordinary	CFD	Long	3973	5.03793702        GBP
10p ordinary	CFD	Long	721	5.03692094        GBP
10p ordinary	CFD	Long	2858	5.044117        GBP
10p ordinary	CFD	Long	51900	5.038        GBP
10p ordinary	CFD	Long	19	5.03924        GBP
10p ordinary	CFD	Long	1399	5.039515        GBP
10p ordinary	CFD	Long	3300	5.03140909090909        GBP
10p ordinary	CFD	Long	7720	5.03577707196632        GBP
10p ordinary	CFD	Long	13121	5.02950781555141        GBP
10p ordinary	CFD	Long	15216	5.04019322        GBP
10p ordinary	CFD	Long	34423	5.037748        GBP
10p ordinary	CFD	Long	14061	5.05203129042173        GBP
10p ordinary	CFD	Long	3403	5.05065588999118        GBP
10p ordinary	CFD	Long	70	5.02957142857143        GBP
10p ordinary	CFD	Long	102678	5.06911728        GBP
10p ordinary	CFD	Long	9986	5.03557791        GBP
10p ordinary	CFD	Long	44357	5.03672        GBP
10p ordinary	CFD	Short	13246	5.039619        GBP
10p ordinary	CFD	Short	3735	5.042267        GBP
10p ordinary	CFD	Short	1383	5.02728105578453        GBP
10p ordinary	CFD	Short	1091	5.028503        GBP
10p ordinary	CFD	Short	127	5.042462        GBP
10p ordinary	CFD	Short	19	5.038399        GBP
10p ordinary	CFD	Short	22608	5.03809580679406        GBP
10p ordinary	CFD	Short	4851	5.04728097299526        GBP
10p ordinary	CFD	Short	522	5.05816091954023        GBP
10p ordinary	CFD	Short	349	5.02114613180516        GBP
10p ordinary	CFD	Short	1	5.039535        GBP
10p ordinary	CFD	Short	250	5.05172        GBP
10p ordinary	CFD	Short	96365	5.03787986274218        GBP
10p ordinary	CFD	Short	2896	5.05583977625        GBP
10p ordinary	CFD	Short	205	5.04661951219512        GBP
10p ordinary	CFD	Short	2	5.054505        GBP
10p ordinary	CFD	Short	25685	5.039443        GBP
10p ordinary	CFD	Short	6875	5.040759        GBP
10p ordinary	CFD	Short	1406	5.02728009409673        GBP
10p ordinary	CFD	Short	22994	5.03809602505001        GBP
10p ordinary	CFD	Short	2380	5.04216386554622        GBP
10p ordinary	CFD	Short	356	5.02115168539326        GBP
10p ordinary	CFD	Short	331	5.0519335347432        GBP
10p ordinary	CFD	Short	836	5.0429606345933        GBP
10p ordinary	CFD	Short	521	5.03521265464491        GBP
10p ordinary	CFD	Short	19	5.024        GBP
10p ordinary	CFD	Short	44949	5.038        GBP
10p ordinary	CFD	Short	13175	5.0359112        GBP
10p ordinary	CFD	Short	9415	5.03504981269782        GBP
10p ordinary	CFD	Short	595	5.03124        GBP
10p ordinary	CFD	Short	16043	5.038252        GBP
10p ordinary	CFD	Short	1327	5.02728026024868        GBP
10p ordinary	CFD	Short	21701	5.03809594027925        GBP
10p ordinary	CFD	Short	2060	5.04177184466019        GBP
10p ordinary	CFD	Short	336	5.02116071428571        GBP
10p ordinary	CFD	Short	312	5.05192307692308        GBP
10p ordinary	CFD	Short	6262	5.03875598850208        GBP
10p ordinary	CFD	Short	814	5.04456511056511        GBP
10p ordinary	CFD	Short	2	5.036504        GBP
10p ordinary	CFD	Short	3188	5.03958        GBP
10p ordinary	CFD	Short	892	5.042026        GBP
10p ordinary	CFD	Short	333	5.02726665960961        GBP
10p ordinary	CFD	Short	5460	5.03809523809524        GBP
10p ordinary	CFD	Short	1056	5.04680871212121        GBP
10p ordinary	CFD	Short	115	5.05730434782609        GBP
10p ordinary	CFD	Short	89	5.02112359550562        GBP
10p ordinary	CFD	Short	9578	5.06143109        GBP
10p ordinary	CFD	Short	16	5.038754        GBP
10p ordinary	CFD	Short	19295	5.0380958797616        GBP
10p ordinary	CFD	Short	4141	5.04728085003622        GBP
10p ordinary	CFD	Short	445	5.05815730337079        GBP
10p ordinary	CFD	Short	298	5.02114093959732        GBP
10p ordinary	CFD	Short	11306	5.039618        GBP
10p ordinary	CFD	Short	3188	5.042266        GBP
10p ordinary	CFD	Short	1180	5.02728416864407        GBP
10p ordinary	CFD	Short	1	5.041489        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END