Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

11 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	10 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1379594	4.87351 GBP	4.75850 GBP
10p ordinary	Sell	1479702	5.02590 GBP	4.75850 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	221	4.842482        GBP
10p ordinary	CFD	Long	4	4.8515        GBP
10p ordinary	CFD	Long	56426	4.8506605111119        GBP
10p ordinary	CFD	Long	233	4.840946        GBP
10p ordinary	CFD	Long	161785	4.851        GBP
10p ordinary	CFD	Long	19328	4.83712681        GBP
10p ordinary	CFD	Long	16713	4.83838515        GBP
10p ordinary	CFD	Long	8031	4.84797248        GBP
10p ordinary	CFD	Long	18542	4.84972980261029        GBP
10p ordinary	CFD	Long	218731	4.8391        GBP
10p ordinary	CFD	Long	1308	4.83005        GBP
10p ordinary	CFD	Long	3130	4.862969        GBP
10p ordinary	CFD	Long	683	5.02590043923865        GBP
10p ordinary	CFD	Long	166	5.02590361445783        GBP
10p ordinary	CFD	Long	5668	4.850757        GBP
10p ordinary	CFD	Long	48	4.849625        GBP
10p ordinary	CFD	Long	20000	4.786375        GBP
10p ordinary	CFD	Long	2956	4.85027401894452        GBP
10p ordinary	CFD	Long	45063	4.78106020460245        GBP
10p ordinary	CFD	Long	7	4.85128571428571        GBP
10p ordinary	CFD	Long	44371	4.84930319038065        GBP
10p ordinary	CFD	Long	13460	4.85097035662407        GBP
10p ordinary	CFD	Long	9583	4.7937760602567        GBP
10p ordinary	CFD	Long	52	4.85161538        GBP
10p ordinary	CFD	Long	2105	4.851002        GBP
10p ordinary	CFD	Long	13745	4.85346941        GBP
10p ordinary	CFD	Long	5358	4.77535274        GBP
10p ordinary	CFD	Long	1356	4.849063        GBP
10p ordinary	CFD	Long	1319	4.76681077        GBP
10p ordinary	CFD	Long	616	4.7724026        GBP
10p ordinary	CFD	Long	175151	4.829072        GBP
10p ordinary	CFD	Long	4914	4.8        GBP
10p ordinary	CFD	Long	1138	4.808        GBP
10p ordinary	CFD	Long	847	4.821        GBP
10p ordinary	CFD	Long	620	4.807        GBP
10p ordinary	CFD	Long	295	4.85        GBP
10p ordinary	CFD	Long	694	4.824        GBP
10p ordinary	CFD	Long	1107	4.822        GBP
10p ordinary	CFD	Long	962	4.8385        GBP
10p ordinary	CFD	Long	1517	4.831        GBP
10p ordinary	CFD	Long	1110	4.851599        GBP
10p ordinary	CFD	Long	694	4.787        GBP
10p ordinary	CFD	Long	705	4.766        GBP
10p ordinary	CFD	Long	881	4.805        GBP
10p ordinary	CFD	Long	2316	4.796        GBP
10p ordinary	CFD	Long	477	4.788985        GBP
10p ordinary	CFD	Long	298	4.774        GBP
10p ordinary	CFD	Long	964	4.764        GBP
10p ordinary	CFD	Long	2262	4.798        GBP
10p ordinary	CFD	Long	21443	4.78112474933545        GBP
10p ordinary	CFD	Long	66974	4.81269895780452        GBP
10p ordinary	CFD	Short	2868	4.79549860529986        GBP
10p ordinary	CFD	Short	1013	4.82726554787759        GBP
10p ordinary	CFD	Short	378	4.837275        GBP
10p ordinary	CFD	Short	87	4.811481        GBP
10p ordinary	CFD	Short	1043	4.823037        GBP
10p ordinary	CFD	Short	1080	4.773176        GBP
10p ordinary	CFD	Short	504	4.810757        GBP
10p ordinary	CFD	Short	289	4.85205190256055        GBP
10p ordinary	CFD	Short	48	4.849625        GBP
10p ordinary	CFD	Short	1	4.862        GBP
10p ordinary	CFD	Short	366	4.7989425473224        GBP
10p ordinary	CFD	Short	503	4.84343340125249        GBP
10p ordinary	CFD	Short	12834	4.83721481761025        GBP
10p ordinary	CFD	Short	366	4.82957052185792        GBP
10p ordinary	CFD	Short	27782	4.8252041288201        GBP
10p ordinary	CFD	Short	135910	4.82741        GBP
10p ordinary	CFD	Short	81653	4.78374965        GBP
10p ordinary	CFD	Short	236998	4.851        GBP
10p ordinary	CFD	Short	15985	4.85172786987801        GBP
10p ordinary	CFD	Short	7617	4.85172771432322        GBP
10p ordinary	CFD	Short	10288	4.851242        GBP
10p ordinary	CFD	Short	3680	4.79333152173913        GBP
10p ordinary	CFD	Short	44954	4.7956274        GBP
10p ordinary	CFD	Short	570	4.83380701754386        GBP
10p ordinary	CFD	Short	276	4.81005        GBP
10p ordinary	CFD	Short	246	4.835546        GBP
10p ordinary	CFD	Short	219	4.785508        GBP
10p ordinary	CFD	Short	554	4.834245        GBP
10p ordinary	CFD	Short	24062	4.79358282769512        GBP
10p ordinary	CFD	Short	3094	4.83553652230123        GBP
10p ordinary	CFD	Short	2991	4.836921        GBP
10p ordinary	CFD	Short	1455	4.810879        GBP
10p ordinary	CFD	Short	1354	4.835667        GBP
10p ordinary	CFD	Short	1752	4.791999        GBP
10p ordinary	CFD	Short	38	4.79552631578947        GBP
10p ordinary	CFD	Short	14	4.815        GBP
10p ordinary	CFD	Short	5	4.830691        GBP
10p ordinary	CFD	Short	29	4.774515        GBP
10p ordinary	CFD	Short	15	4.806682        GBP
10p ordinary	CFD	Short	12	4.802549        GBP
10p ordinary	CFD	Short	28195	4.79358290477035        GBP
10p ordinary	CFD	Short	3624	4.8355353200883        GBP
10p ordinary	CFD	Short	3505	4.836925        GBP
10p ordinary	CFD	Short	1706	4.810849        GBP
10p ordinary	CFD	Short	1586	4.835669        GBP
10p ordinary	CFD	Short	16098	4.85172754379426        GBP
10p ordinary	CFD	Short	196	4.79551020408163        GBP
10p ordinary	CFD	Short	62	4.81225806451613        GBP
10p ordinary	CFD	Short	117	4.774365        GBP
10p ordinary	CFD	Short	66	4.806033        GBP
10p ordinary	CFD	Short	36	4.803327        GBP
10p ordinary	CFD	Short	21	4.833296        GBP
10p ordinary	CFD	Short	77360	4.79872275942024        GBP
10p ordinary	CFD	Short	13835	4.8219769450112        GBP
10p ordinary	CFD	Short	696	4.79199640767241        GBP
10p ordinary	CFD	Short	446	4.79529596        GBP
10p ordinary	CFD	Short	10114	4.79550029661855        GBP
10p ordinary	CFD	Short	3546	4.82738014664411        GBP
10p ordinary	CFD	Short	3738	4.77318        GBP
10p ordinary	CFD	Short	3660	4.823211        GBP
10p ordinary	CFD	Short	1759	4.810818        GBP
10p ordinary	CFD	Short	1334	4.837381        GBP
10p ordinary	CFD	Short	8670	4.827407        GBP
10p ordinary	CFD	Short	893	4.85838746        GBP
10p ordinary	CFD	Short	10763	4.84486481        GBP
10p ordinary	CFD	Short	12444	4.85106064        GBP
10p ordinary	CFD	Short	2928	4.853249        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END