Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

18 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	17 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO :

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	287066	5.01000 GBP	4.93000  GBP
10p ordinary	Sell	991706	5.01000 GBP	4.93000 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	18328	4.93513662555107        GBP
10p ordinary	CFD	Long	5206	4.963367        GBP
10p ordinary	CFD	Long	6329	4.96464441403697        GBP
10p ordinary	CFD	Long	18071	4.95253610757567        GBP
10p ordinary	CFD	Long	4034	4.93065443728309        GBP
10p ordinary	CFD	Long	702	4.94787179        GBP
10p ordinary	CFD	Long	5236	4.97297574534377        GBP
10p ordinary	CFD	Long	96	5.007        GBP
10p ordinary	CFD	Long	928	4.98027370689655        GBP
10p ordinary	CFD	Long	5210	4.93587294        GBP
10p ordinary	CFD	Long	1146	4.94217        GBP
10p ordinary	CFD	Long	2752	4.955963        GBP
10p ordinary	CFD	Long	226	4.983761        GBP
10p ordinary	CFD	Long	630741	4.931        GBP
10p ordinary	CFD	Long	6066	4.93106000659413        GBP
10p ordinary	CFD	Long	231325	4.933216        GBP
10p ordinary	CFD	Long	3576	4.930752        GBP
10p ordinary	CFD	Long	5271	4.93926        GBP
10p ordinary	CFD	Long	660	4.98362121        GBP
10p ordinary	CFD	Long	814	4.93441032        GBP
10p ordinary	CFD	Long	1581	5.005927        GBP
10p ordinary	CFD	Long	3383	4.93093836        GBP
10p ordinary	CFD	Long	1247	4.98397452343224        GBP
10p ordinary	CFD	Short	9445	4.93137638962414        GBP
10p ordinary	CFD	Short	18742	4.97144920374667        GBP
10p ordinary	CFD	Short	12822	4.97223054        GBP
10p ordinary	CFD	Short	5862	4.9737407037291        GBP
10p ordinary	CFD	Short	94628	4.931        GBP
10p ordinary	CFD	Short	15963	4.94488448        GBP
10p ordinary	CFD	Short	3175	4.9648252        GBP
10p ordinary	CFD	Short	2670	5.008075        GBP
10p ordinary	CFD	Short	2006	4.943141        GBP
10p ordinary	CFD	Short	10723	4.93806173412291        GBP
10p ordinary	CFD	Short	705	5.00914893617021        GBP
10p ordinary	CFD	Short	315	4.93961746        GBP
10p ordinary	CFD	Short	1473	4.99287139994569        GBP
10p ordinary	CFD	Short	181	4.941818        GBP
10p ordinary	CFD	Short	33638	4.95098317660117        GBP
10p ordinary	CFD	Short	4389	4.93936568939166        GBP
10p ordinary	CFD	Short	4585	4.955791        GBP
10p ordinary	CFD	Short	4494	4.93661223        GBP
10p ordinary	CFD	Short	1267	4.9380395        GBP
10p ordinary	CFD	Short	11203	4.94374690724984        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	18 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END