Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

29 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	26 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	735146	5.20988 GBP	5.18609 GBP
10p ordinary	Sell	484752	5.20988 GBP	5.07529 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	23000	5.08924217391304        GBP
10p ordinary	CFD	Long	1078	5.1576392        GBP
10p ordinary	CFD	Long	1888	5.16104237376059        GBP
10p ordinary	CFD	Long	1289	5.153        GBP
10p ordinary	CFD	Long	4601	5.16163790519887        GBP
10p ordinary	CFD	Long	2179	5.15655025        GBP
10p ordinary	CFD	Long	7634	5.14187091        GBP
10p ordinary	CFD	Long	1228	5.13506164        GBP
10p ordinary	CFD	Long	28127	5.16169161        GBP
10p ordinary	CFD	Long	43875	5.198        GBP
10p ordinary	CFD	Long	221	5.1516        GBP
10p ordinary	CFD	Long	28384	5.19774        GBP
10p ordinary	CFD	Long	39702	5.154352        GBP
10p ordinary	CFD	Long	552	5.158        GBP
10p ordinary	CFD	Long	4523	5.15466681        GBP
10p ordinary	CFD	Long	4075	5.09740122472638        GBP
10p ordinary	CFD	Long	1524	5.15985826961942        GBP
10p ordinary	CFD	Long	2276	5.146538        GBP
10p ordinary	CFD	Long	2301	5.18960756        GBP
10p ordinary	CFD	Long	1040	5.16086702        GBP
10p ordinary	CFD	Long	7503	5.150209        GBP
10p ordinary	CFD	Long	34	5.07519831        GBP
10p ordinary	CFD	Long	8893	5.14699004525694        GBP
10p ordinary	CFD	Short	3786	5.15315637        GBP
10p ordinary	CFD	Short	101	5.16        GBP
10p ordinary	CFD	Short	23984	5.15213100400267        GBP
10p ordinary	CFD	Short	1840	5.09447856        GBP
10p ordinary	CFD	Short	289005	5.198        GBP
10p ordinary	CFD	Short	6869	5.1014534885238        GBP
10p ordinary	CFD	Short	2207	5.17219551541912        GBP
10p ordinary	CFD	Short	270	5.17302963081481        GBP
10p ordinary	CFD	Short	500	5.094        GBP
10p ordinary	CFD	Short	2923	5.19839001026343        GBP
10p ordinary	CFD	Short	244	5.15636885245902        GBP
10p ordinary	CFD	Short	5534	5.10777990630647        GBP
10p ordinary	CFD	Short	5568	5.09798078        GBP
10p ordinary	CFD	Short	57035	5.13625245654282        GBP
10p ordinary	CFD	Short	25961	5.15333877699318        GBP
10p ordinary	CFD	Short	3000	5.09205666666667        GBP
10p ordinary	CFD	Short	5434	5.148546        GBP
10p ordinary	CFD	Short	35	5.19806498        GBP
10p ordinary	CFD	Short	47446	5.136651        GBP
10p ordinary	CFD	Short	2540	5.158        GBP
10p ordinary	CFD	Short	2000	5.1        GBP
10p ordinary	CFD	Short	800	5.136        GBP
10p ordinary	CFD	Short	388	5.142        GBP
10p ordinary	CFD	Short	1414	5.19838896746818        GBP
10p ordinary	CFD	Short	118	5.15642372881356        GBP
10p ordinary	CFD	Short	4856	5.17061078996705        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	29 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END