Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

31 July 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	30 July 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	219228	5.28000 GBP	5.24226 GBP
10p ordinary	Sell	743483	5.28000 GBP	5.24207 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	130015	5.264        GBP
10p ordinary	CFD	Long	70271	5.26407920749057        GBP
10p ordinary	CFD	Long	71226	5.26429343299806        GBP
10p ordinary	CFD	Long	2265	5.26453156673731        GBP
10p ordinary	CFD	Long	24449	5.264439        GBP
10p ordinary	CFD	Long	127	5.24193447        GBP
10p ordinary	CFD	Long	14223	5.26311        GBP
10p ordinary	CFD	Long	1749	5.26435791881075        GBP
10p ordinary	CFD	Long	2413	5.26553460371736        GBP
10p ordinary	CFD	Long	97	5.261859        GBP
10p ordinary	CFD	Long	258	5.26262        GBP
10p ordinary	CFD	Long	151	5.265391        GBP
10p ordinary	CFD	Long	18439	5.2678842640051        GBP
10p ordinary	CFD	Long	1524	5.26989501312336        GBP
10p ordinary	CFD	Long	7354	5.2643382        GBP
10p ordinary	CFD	Long	11508	5.26499397        GBP
10p ordinary	CFD	Long	1092	5.26804029        GBP
10p ordinary	CFD	Long	193	5.263886        GBP
10p ordinary	CFD	Long	3497	5.256217        GBP
10p ordinary	CFD	Long	12711	5.248375        GBP
10p ordinary	CFD	Long	1257	5.263739        GBP
10p ordinary	CFD	Long	12078	5.26320996853784        GBP
10p ordinary	CFD	Long	82	5.26437805        GBP
10p ordinary	CFD	Long	1	5.27        GBP
10p ordinary	CFD	Long	300000	5.26707247        GBP
10p ordinary	CFD	Short	1441	5.27245        GBP
10p ordinary	CFD	Short	33078	5.264        GBP
10p ordinary	CFD	Short	190	5.242263        GBP
10p ordinary	CFD	Short	15678	5.264263        GBP
10p ordinary	CFD	Short	49	5.27530948979592        GBP
10p ordinary	CFD	Short	9254	6.75583374        USD
10p ordinary	CFD	Short	741	5.263712        GBP
10p ordinary	CFD	Short	6519	5.26869428        GBP
10p ordinary	CFD	Short	31198	5.26327790266459        GBP
10p ordinary	CFD	Short	62225	5.26729431264572        GBP
10p ordinary	CFD	Short	6741	5.26484008588488        GBP
10p ordinary	CFD	Short	4708	5.26706754303951        GBP
10p ordinary	CFD	Short	2136	5.27080906282303        GBP
10p ordinary	CFD	Short	2122	5.26838454        GBP
10p ordinary	CFD	Short	3100	5.26058387096774        GBP
10p ordinary	CFD	Short	13059	5.2640658        GBP
10p ordinary	CFD	Short	6498	5.264126        GBP
10p ordinary	CFD	Short	1	5.27        GBP
10p ordinary	CFD	Short	8	5.28        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	31 July 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END