Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

06 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	05 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	650043	5.22249 GBP	5.04000 GBP
10p ordinary	Sell	588466	5.22249 GBP	5.02800 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	4905	5.10207379973089        GBP
10p ordinary	CFD	Long	4324	5.07339593201434        GBP
10p ordinary	CFD	Long	41	5.0909512195122        GBP
10p ordinary	CFD	Long	1334	5.049        GBP
10p ordinary	CFD	Long	163839	5.092        GBP
10p ordinary	CFD	Long	5899	5.09193635        GBP
10p ordinary	CFD	Long	2338	5.11773738        GBP
10p ordinary	CFD	Long	1918	5.072        GBP
10p ordinary	CFD	Long	1836	5.074        GBP
10p ordinary	CFD	Long	1606	5.069441        GBP
10p ordinary	CFD	Long	2460	5.029365        GBP
10p ordinary	CFD	Long	1310	5.047982        GBP
10p ordinary	CFD	Long	2251	5.04        GBP
10p ordinary	CFD	Long	283	5.06        GBP
10p ordinary	CFD	Long	147503	5.056021        GBP
10p ordinary	CFD	Long	894	5.032        GBP
10p ordinary	CFD	Long	2308	5.042        GBP
10p ordinary	CFD	Long	924	5.036        GBP
10p ordinary	CFD	Long	2426	5.028        GBP
10p ordinary	CFD	Long	823	5.066        GBP
10p ordinary	CFD	Long	669	5.069        GBP
10p ordinary	CFD	Long	669	5.063        GBP
10p ordinary	CFD	Long	11383	5.05072231        GBP
10p ordinary	CFD	Long	6300	5.08595555555556        GBP
10p ordinary	CFD	Long	165	5.079976        GBP
10p ordinary	CFD	Long	539	5.05381818181818        GBP
10p ordinary	CFD	Long	388	5.064        GBP
10p ordinary	CFD	Long	83	5.071639        GBP
10p ordinary	CFD	Long	1629	5.0914        GBP
10p ordinary	CFD	Long	2644	5.091744        GBP
10p ordinary	CFD	Long	1932	5.05514596        GBP
10p ordinary	CFD	Long	1646	5.04503102        GBP
10p ordinary	CFD	Long	24081	5.04747863        GBP
10p ordinary	CFD	Long	9877	5.08377017        GBP
10p ordinary	CFD	Long	61006	5.081401        GBP
10p ordinary	CFD	Short	6294	5.0794863361932        GBP
10p ordinary	CFD	Short	1636	5.07429951126528        GBP
10p ordinary	CFD	Short	17047	5.09562052        GBP
10p ordinary	CFD	Short	746	5.074249        GBP
10p ordinary	CFD	Short	36022	5.092255        GBP
10p ordinary	CFD	Short	179572	5.092        GBP
10p ordinary	CFD	Short	460	5.09265645        GBP
10p ordinary	CFD	Short	1565	5.1035885        GBP
10p ordinary	CFD	Short	63672	5.08271846665379        GBP
10p ordinary	CFD	Short	19439	5.07901064997634        GBP
10p ordinary	CFD	Short	3707	5.09020448        GBP
10p ordinary	CFD	Short	4860	5.09443845        GBP
10p ordinary	CFD	Short	2951	5.05441206        GBP
10p ordinary	CFD	Short	570	5.07438597        GBP
10p ordinary	CFD	Short	486	5.08587139        GBP
10p ordinary	CFD	Short	100708	5.094999        GBP
10p ordinary	CFD	Short	3381	5.108        GBP
10p ordinary	CFD	Short	647	5.111        GBP
10p ordinary	CFD	Short	1106	5.112        GBP
10p ordinary	CFD	Short	3004	5.07945505992011        GBP
10p ordinary	CFD	Short	35920	5.07221408685969        GBP
10p ordinary	CFD	Short	16915	5.09833994        GBP
10p ordinary	CFD	Short	584	5.09009247        GBP
10p ordinary	CFD	Short	32102	5.09017774324185        GBP
10p ordinary	CFD	Short	4531	5.08710041666299        GBP
10p ordinary	CFD	Short	3541	5.10578001        GBP
10p ordinary	CFD	Short	14087	5.08486760825584        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	06 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END