Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

07 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	06 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	694782	5.15000 GBP	5.08000 GBP
10p ordinary	Sell	372706	5.25309  GBP	5.15065 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	19697	5.10545951195055        GBP
10p ordinary	CFD	Long	2712	5.11731674        GBP
10p ordinary	CFD	Long	221	5.11105        GBP
10p ordinary	CFD	Long	25555	5.101389        GBP
10p ordinary	CFD	Long	8870	5.10958872622999        GBP
10p ordinary	CFD	Long	3186	5.117413683914        GBP
10p ordinary	CFD	Long	36713	5.121744        GBP
10p ordinary	CFD	Long	127723	5.122        GBP
10p ordinary	CFD	Long	713	5.121739        GBP
10p ordinary	CFD	Long	7791	5.12123090745732        GBP
10p ordinary	CFD	Long	454	5.11437004        GBP
10p ordinary	CFD	Long	473	5.11841437632135        GBP
10p ordinary	CFD	Long	4258	5.12335039661109        GBP
10p ordinary	CFD	Long	95964	5.12260299513568        GBP
10p ordinary	CFD	Long	9943	5.121439        GBP
10p ordinary	CFD	Long	2099	5.04954708290615        GBP
10p ordinary	CFD	Long	96	5.134        GBP
10p ordinary	CFD	Long	143	5.124        GBP
10p ordinary	CFD	Long	4530	5.085586        GBP
10p ordinary	CFD	Long	1052	5.140827        GBP
10p ordinary	CFD	Long	2771	5.120307        GBP
10p ordinary	CFD	Long	1662	5.12193598        GBP
10p ordinary	CFD	Short	31417	5.099743        GBP
10p ordinary	CFD	Short	14847	5.12693146137267        GBP
10p ordinary	CFD	Short	11164	5.08590528188821        GBP
10p ordinary	CFD	Short	4469	5.122102        GBP
10p ordinary	CFD	Short	2143	5.12518        GBP
10p ordinary	CFD	Short	9422	5.10142888983231        GBP
10p ordinary	CFD	Short	35091	5.09362695695706        GBP
10p ordinary	CFD	Short	6490	5.09795223289676        GBP
10p ordinary	CFD	Short	172	5.09790697354651        GBP
10p ordinary	CFD	Short	10	5.0959        GBP
10p ordinary	CFD	Short	116498	5.122        GBP
10p ordinary	CFD	Short	12019	5.12206403        GBP
10p ordinary	CFD	Short	117	5.14239316        GBP
10p ordinary	CFD	Short	882	5.126        GBP
10p ordinary	CFD	Short	23114	5.103347        GBP
10p ordinary	CFD	Short	2651	5.114        GBP
10p ordinary	CFD	Short	4516	5.10143046944198        GBP
10p ordinary	CFD	Short	84488	5.12302445317678        GBP
10p ordinary	CFD	Short	13579	5.11291995        GBP
10p ordinary	CFD	Short	17400	5.11041091954023        GBP
10p ordinary	CFD	Short	13059	5.11473849337928        GBP
10p ordinary	CFD	Short	5946	5.12003431        GBP
10p ordinary	CFD	Short	3770	5.11085102185676        GBP
10p ordinary	CFD	Short	1646	5.10219806        GBP
10p ordinary	CFD	Short	9257	5.12650253861402        GBP
10p ordinary	CFD	Short	135860	5.08254        GBP
10p ordinary	CFD	Short	2280	5.108325        GBP
10p ordinary	CFD	Short	9725	5.12276812339332        GBP
10p ordinary	CFD	Short	6031	5.11718985250373        GBP
10p ordinary	CFD	Short	44022	5.08        GBP
10p ordinary	CFD	Short	10000	5.1        GBP
10p ordinary	CFD	Short	22920	5.11404699530017        GBP
10p ordinary	CFD	Short	4375	5.123024        GBP
10p ordinary	CFD	Short	660	5.095803        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
10p ordinary	Call	Purchasing	11529	5.548        GBP	European	03 September 2024	0.0307        GBP
10p ordinary	Call	Purchasing	11529	5.548        GBP	European	03 September 2024	0.0307        GBP
10p ordinary	Call	Selling	11529	5.548        GBP	European	03 September 2024	0.0307        GBP

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END