Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

08 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	07 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	1298923	5.24601 GBP	5.17747 GBP
10p ordinary	Sell	474013	5.24601  GBP	5.12200 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	133749	5.21        GBP
10p ordinary	CFD	Long	73452	5.20576        GBP
10p ordinary	CFD	Long	4892	5.20974        GBP
10p ordinary	CFD	Long	7128	5.21799378848485        GBP
10p ordinary	CFD	Long	3803	5.23311649        GBP
10p ordinary	CFD	Long	44	5.216        GBP
10p ordinary	CFD	Long	9517	5.21005863192182        GBP
10p ordinary	CFD	Long	681	5.21711600419971        GBP
10p ordinary	CFD	Long	180	5.226        GBP
10p ordinary	CFD	Long	1534	5.217145        GBP
10p ordinary	CFD	Long	1521	5.21377383        GBP
10p ordinary	CFD	Long	340	5.17761765        GBP
10p ordinary	CFD	Long	81	5.20993488        GBP
10p ordinary	CFD	Long	1119	5.206865        GBP
10p ordinary	CFD	Long	13205	5.2215145        GBP
10p ordinary	CFD	Long	6873	5.23112236        GBP
10p ordinary	CFD	Long	2126	5.24481373        GBP
10p ordinary	CFD	Long	62	5.22807764516129        GBP
10p ordinary	CFD	Long	15342	5.21058349628471        GBP
10p ordinary	CFD	Long	520	5.208        GBP
10p ordinary	CFD	Long	2630	5.21383266        GBP
10p ordinary	CFD	Long	1391	5.20368455        GBP
10p ordinary	CFD	Long	188	5.204649        GBP
10p ordinary	CFD	Long	554	5.122        GBP
10p ordinary	CFD	Short	313	5.178275        GBP
10p ordinary	CFD	Short	339650	5.2046        GBP
10p ordinary	CFD	Short	10000	5.212        GBP
10p ordinary	CFD	Short	22919	5.21518088        GBP
10p ordinary	CFD	Short	7645	5.21026        GBP
10p ordinary	CFD	Short	419096	5.21246495        GBP
10p ordinary	CFD	Short	140720	5.21        GBP
10p ordinary	CFD	Short	9183	5.216751        GBP
10p ordinary	CFD	Short	16812	5.21756542945515        GBP
10p ordinary	CFD	Short	58475	5.21292352382693        GBP
10p ordinary	CFD	Short	5825	5.21526008405494        GBP
10p ordinary	CFD	Short	1786	5.22002743093505        GBP
10p ordinary	CFD	Short	1629	5.21998466        GBP
10p ordinary	CFD	Short	3156	5.21006512        GBP
10p ordinary	CFD	Short	1100	5.19008182        GBP
10p ordinary	CFD	Short	631	5.222        GBP
10p ordinary	CFD	Short	262	5.218        GBP
10p ordinary	CFD	Short	806	5.228        GBP
10p ordinary	CFD	Short	2540	5.23        GBP
10p ordinary	CFD	Short	20719	5.223294        GBP
10p ordinary	CFD	Short	8058	5.21756415984115        GBP
10p ordinary	CFD	Short	44	5.221159095        GBP
10p ordinary	CFD	Short	12758	5.21691848        GBP
10p ordinary	CFD	Short	2526	5.20759184467538        GBP
10p ordinary	CFD	Short	1192	5.21553691        GBP
10p ordinary	CFD	Short	20160	5.22161210775595        GBP
10p ordinary	CFD	Short	2115	5.20982695        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	08 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END