Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

09 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	08 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	758252	5.17103  GBP	5.10777  GBP
10p ordinary	Sell	6669813	5.21000   GBP	5.08885  GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	3	5.095        GBP
10p ordinary	CFD	Long	6	5.09816667        GBP
10p ordinary	CFD	Long	80106	5.16984712755599        GBP
10p ordinary	CFD	Long	34953	5.16783984203359        GBP
10p ordinary	CFD	Long	503	5.16732007630219        GBP
10p ordinary	CFD	Long	150513	5.17        GBP
10p ordinary	CFD	Long	8467	5.16108229        GBP
10p ordinary	CFD	Long	5436	5.13750368        GBP
10p ordinary	CFD	Long	941	5.098        GBP
10p ordinary	CFD	Long	41096	5.115328        GBP
10p ordinary	CFD	Long	497	5.131        GBP
10p ordinary	CFD	Long	819	5.14        GBP
10p ordinary	CFD	Long	915	5.157        GBP
10p ordinary	CFD	Long	393	5.122        GBP
10p ordinary	CFD	Long	912	5.16963815789474        GBP
10p ordinary	CFD	Long	34088	5.1568170617226        GBP
10p ordinary	CFD	Long	5064	5.1271366475316        GBP
10p ordinary	CFD	Long	3223	5.13385789840521        GBP
10p ordinary	CFD	Long	179042	5.21        GBP
10p ordinary	CFD	Long	2268000	5.08885        GBP
10p ordinary	CFD	Long	53090	5.127154        GBP
10p ordinary	CFD	Long	131068	5.12786729        GBP
10p ordinary	CFD	Long	1296000	5.1304062        GBP
10p ordinary	CFD	Long	1152000	5.126409        GBP
10p ordinary	CFD	Long	432000	5.106423        GBP
10p ordinary	CFD	Long	388800	5.136402        GBP
10p ordinary	CFD	Long	144000	5.1543894        GBP
10p ordinary	CFD	Long	8506	5.169741        GBP
10p ordinary	CFD	Long	1921	5.11396564        GBP
10p ordinary	CFD	Long	14011	5.15353048        GBP
10p ordinary	CFD	Long	570	5.139158        GBP
10p ordinary	CFD	Long	537	5.143151        GBP
10p ordinary	CFD	Long	344	5.1255        GBP
10p ordinary	CFD	Long	119	5.122994        GBP
10p ordinary	CFD	Long	36	5.181015        GBP
10p ordinary	CFD	Long	27	5.139969        GBP
10p ordinary	CFD	Long	4	5.113944        GBP
10p ordinary	CFD	Short	1463	5.14588926862611        GBP
10p ordinary	CFD	Short	33695	5.17103398130286        GBP
10p ordinary	CFD	Short	1586	5.11392316979823        GBP
10p ordinary	CFD	Short	7795	5.170259        GBP
10p ordinary	CFD	Short	114130	5.1700002        GBP
10p ordinary	CFD	Short	107553	5.17        GBP
10p ordinary	CFD	Short	10487	5.14975169113092        GBP
10p ordinary	CFD	Short	15760	5.14944587522525        GBP
10p ordinary	CFD	Short	7428	5.12511969        GBP
10p ordinary	CFD	Short	41393	5.12676824372696        GBP
10p ordinary	CFD	Short	29355	5.13149194310748        GBP
10p ordinary	CFD	Short	436	5.106078        GBP
10p ordinary	CFD	Short	17511	5.154169        GBP
10p ordinary	CFD	Short	701	5.14594008559201        GBP
10p ordinary	CFD	Short	8536	5.169659        GBP
10p ordinary	CFD	Short	1921	5.11396564        GBP
10p ordinary	CFD	Short	1275	5.11571137291765        GBP
10p ordinary	CFD	Short	7757	5.12152249471058        GBP
10p ordinary	CFD	Short	2176	5.10919383361673        GBP
10p ordinary	CFD	Short	22440	5.14523756748663        GBP
10p ordinary	CFD	Short	6423	5.13608157960455        GBP
10p ordinary	CFD	Short	4288	5.14786753809468        GBP
10p ordinary	CFD	Short	96282	5.1667120541233        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	09 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END