Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

12 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	09 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	437281	5.26317  GBP	5.20000  GBP
10p ordinary	Sell	317721	5.26317 GBP	5.17600  GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	1700	5.21743411764706        GBP
10p ordinary	CFD	Long	15981	5.2390944870346        GBP
10p ordinary	CFD	Long	899	5.25227475        GBP
10p ordinary	CFD	Long	14888	5.23860108827109        GBP
10p ordinary	CFD	Long	3274	5.23032986823458        GBP
10p ordinary	CFD	Long	118587	5.238        GBP
10p ordinary	CFD	Long	5319	5.23255687        GBP
10p ordinary	CFD	Long	1653	5.24631554        GBP
10p ordinary	CFD	Long	194	5.18556701        GBP
10p ordinary	CFD	Long	815	5.21743067484663        GBP
10p ordinary	CFD	Long	4810	5.23493250530146        GBP
10p ordinary	CFD	Long	12	5.233        GBP
10p ordinary	CFD	Long	8564	5.23703759925269        GBP
10p ordinary	CFD	Long	4336	5.23432426199262        GBP
10p ordinary	CFD	Long	487	5.262        GBP
10p ordinary	CFD	Long	389	5.226        GBP
10p ordinary	CFD	Long	1684	5.237738        GBP
10p ordinary	CFD	Long	1252	5.23658147        GBP
10p ordinary	CFD	Long	32	5.25220858        GBP
10p ordinary	CFD	Long	30	5.176126        GBP
10p ordinary	CFD	Long	979	5.24082        GBP
10p ordinary	CFD	Long	231	5.221186        GBP
10p ordinary	CFD	Long	92	5.228582        GBP
10p ordinary	CFD	Long	54	5.232757        GBP
10p ordinary	CFD	Long	33	5.230657        GBP
10p ordinary	CFD	Short	21483	5.237382        GBP
10p ordinary	CFD	Short	796	5.23124623        GBP
10p ordinary	CFD	Short	107837	5.23657056864462        GBP
10p ordinary	CFD	Short	25443	5.238        GBP
10p ordinary	CFD	Short	2782	5.2322343610496        GBP
10p ordinary	CFD	Short	480	5.23283750191667        GBP
10p ordinary	CFD	Short	1199	5.23783236        GBP
10p ordinary	CFD	Short	11298	5.23355496640733        GBP
10p ordinary	CFD	Short	143	5.23053147        GBP
10p ordinary	CFD	Short	5369	5.23159        GBP
10p ordinary	CFD	Short	2645	5.234        GBP
10p ordinary	CFD	Short	3162	5.23808        GBP
10p ordinary	CFD	Short	7923	5.23000883        GBP
10p ordinary	CFD	Short	1290	5.238105        GBP
10p ordinary	CFD	Short	867	5.23052364        GBP
10p ordinary	CFD	Short	114130	5.2381964721324        GBP
10p ordinary	CFD	Short	2033	5.238264        GBP
10p ordinary	CFD	Short	12	5.233        GBP
10p ordinary	CFD	Short	6546	5.22955178631989        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	12 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END