Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

23 August 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	22 August 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	42643377	5.50252  GBP	5.45331  GBP
10p ordinary	Sell	22190457	5.50252 GBP	5.44619  GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	45447	5.47409906231368        GBP
10p ordinary	CFD	Long	35405	5.501314        GBP
10p ordinary	CFD	Long	15522	5.4760632674024        GBP
10p ordinary	CFD	Long	6302	5.48701269        GBP
10p ordinary	CFD	Long	1667	5.49554769        GBP
10p ordinary	CFD	Long	347194	5.502        GBP
10p ordinary	CFD	Long	8846	5.501917        GBP
10p ordinary	CFD	Long	7889	5.46257574        GBP
10p ordinary	CFD	Long	1466	5.48        GBP
10p ordinary	CFD	Long	984	5.466        GBP
10p ordinary	CFD	Long	11349	5.467578        GBP
10p ordinary	CFD	Long	4600	5.4806152173913        GBP
10p ordinary	CFD	Long	2827	5.49740644        GBP
10p ordinary	CFD	Long	544	5.45        GBP
10p ordinary	CFD	Long	23	5.44593193        GBP
10p ordinary	CFD	Long	797	5.482683        GBP
10p ordinary	CFD	Long	455879	5.4927207088168        GBP
10p ordinary	CFD	Long	34004	5.501725        GBP
10p ordinary	CFD	Long	641	5.461888        GBP
10p ordinary	CFD	Long	397	5.501713        GBP
10p ordinary	CFD	Long	46886	5.48017546958964        GBP
10p ordinary	CFD	Long	1950	5.49385282        GBP
10p ordinary	CFD	Long	17676	5.47510025        GBP
10p ordinary	CFD	Long	90527	5.497108        GBP
10p ordinary	CFD	Long	372353	5.4658975        GBP
10p ordinary	CFD	Long	9360	5.459454        GBP
10p ordinary	CFD	Long	33943	5.489451        GBP
10p ordinary	CFD	Long	14400	5.4554544        GBP
10p ordinary	CFD	Long	23760	5.469453        GBP
10p ordinary	CFD	Long	35002	5.4814518        GBP
10p ordinary	CFD	Long	27886	5.49020535        GBP
10p ordinary	CFD	Long	36712	5.48004485        GBP
10p ordinary	CFD	Long	915	5.4904509        GBP
10p ordinary	CFD	Long	20915	5.49903123        GBP
10p ordinary	CFD	Long	8539	5.49553222        GBP
10p ordinary	CFD	Short	18902	5.48465548        GBP
10p ordinary	CFD	Short	3533	5.48460352        GBP
10p ordinary	CFD	Short	788	5.48768164        GBP
10p ordinary	CFD	Short	249660	5.496238        GBP
10p ordinary	CFD	Short	12925	5.48793392649903        GBP
10p ordinary	CFD	Short	21891	5.49830761509981        GBP
10p ordinary	CFD	Short	1394	5.45331277        GBP
10p ordinary	CFD	Short	4226	5.50088633        GBP
10p ordinary	CFD	Short	5305	5.46817908        GBP
10p ordinary	CFD	Short	5522	5.493632        GBP
10p ordinary	CFD	Short	6252	5.48793522072937        GBP
10p ordinary	CFD	Short	2503	5.4863020754        GBP
10p ordinary	CFD	Short	4297	5.48198006991157        GBP
10p ordinary	CFD	Short	299	5.489569        GBP
10p ordinary	CFD	Short	9205	5.4562075        GBP
10p ordinary	CFD	Short	1718	5.47352109178114        GBP
10p ordinary	CFD	Short	3800	5.45671842105263        GBP
10p ordinary	CFD	Short	29781	5.47952661272288        GBP
10p ordinary	CFD	Short	19674	5.47920404        GBP
10p ordinary	CFD	Short	15538	5.47657130695328        GBP
10p ordinary	CFD	Short	4880	5.47590450739549        GBP
10p ordinary	CFD	Short	198880	5.502        GBP
10p ordinary	CFD	Short	34203	5.47467965        GBP
10p ordinary	CFD	Short	11501	5.48303539        GBP
10p ordinary	CFD	Short	6	5.49        GBP
10p ordinary	CFD	Short	5602	5.502081        GBP
10p ordinary	CFD	Short	11817	5.4847        GBP
10p ordinary	CFD	Short	3538	5.4878253250424        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	23 August 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END